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Person-Centered Support Policy & Procedure

1.1 Purpose

The purpose of this policy & procedure is that each participant has access to support that promote, uphold and respect their legal and human rights. The provision of support promotes, upholds, and respects individual rights to freedom of expression, self-determination and decision-making.

1.2 Scope

This document applies to:
  • All Access Foundation Therapy Services staff and workers, whether permanent or casual, contractors, volunteers, or business partners.
  • All participants and their families

1.3 Definitions

WORD/TERM DEFINITION
Worker
  • A person employed or engaged by a registered NDIS provider.
  • A person who participates in services that involve direct contact with participants as a part of their normal duties.
Person-Centred Approach
  • The term person-centred approach refers to the following principles: A partnership is created between the staff and workers, participant, and their families.
  • Ensuring the participant is at the centre of decisions that relate to their life. A person-centred process involves listening, thinking together, coaching, sharing ideas, and seeking feedback to be able to provide them with the safest smoke-free services and supplies.

1.4 Relevant Documents, Legislations, Regulations, and Standards

  • National Disability Insurance Scheme (Quality Indicators) Guidelines 2021
  • National Disability Insurance Scheme Act 2023
  • National Disability Strategy 2021-2031
  • United Nations Convention on the Rights of Persons with Disabilities
  • United Nations Universal Declaration of Human Rights
  • Disability Services and Inclusion Act 2023

1.5 Policy & Procedure

Each participant’s legal and human rights are understood and incorporated into everyday practice.

Communication with each participant, the provision of support that is responsive to their needs and is provided in the language, mode of communication and terms that the participant is most likely to understand. This is undertaken via Participant Handbook which was designed so it is easy to read and understand. An interpreter/translator is provided upon request.

Each participant is supported to engage with their family, friends and chosen community as directed by the participant in Form27. Initial Assessment and Support Plan, Form22. Service Agreement and Participant Handbook.

Access Foundation Therapy Services must ensure that the following practices are taken to support the participant and their family and/or carer:

  • Train, support and encourage all staff and workers to implement this policy & procedure in their practices reflected in their Job description, Worker Handbook and Form08. Induction Checklist.
  • Communicate the success factors individually with the participants to find out what it looks like through Form27. Initial Assessment and Support Plan and Form26. Goal Plan for Participant. Support and assistance (e.g., involvement of a support person, interpreter, or advocate) will be provided to the participant if required. Interpreters would be available as below:

      The Translating and Interpreting Service (TIS National) is an interpreting service provided by the Department of Home Affairs. https://www.tisnational.gov.au/

Access Foundation Therapy Services ensures that participant’s health and well-being is important for all staff and workers, therefore steps are taken to support this approach by reviewing and understanding Worker Handbook and undergoing an induction using Form08. Induction Checklist.

Access Foundation Therapy Services ensure that staff and workers empower participants skills by knowing their goals and working towards those goals. These goals can be reviewed and updated during support plan review.

  • Access Foundation Therapy Services ensure that participants’ independence is supported by workers.
  • Access Foundation Therapy Services ensure that staff and workers support participants’ freedom and respect their beliefs and values by adhering to the policies and procedures.
  • Access Foundation Therapy Services ensure that staff and workers understand that participants are treated equally even if they have a disability and should be supported at all times

The above items which are related to the way that a participant and/or participants have been treated by the worker will be reviewed and assessed during the worker’s performance review via Form10. Worker Performance Assessment.

Individual Values and Beliefs Policy & Procedure

2.1 Purpose

The aim of this policy & procedure is that each participant has access to support that respect their culture, diversity, values and beliefs.

2.2 Scope

This document applies to:
  • All Access Foundation Therapy Services staff and workers, whether permanent or casual, contractors, volunteers, or business partners.
  • All participants and their families

2.3 Definitions

WORD/TERM DEFINITION
Diversity

The term diversity refers to staff and workers and participant’s differences in the following areas but not limited to:

  • Sexual orientation
  • Language
  • Ethnicity
  • Religious beliefs
  • Disability
Culturally and Linguistically Diverse (CALD)
  • CALD is a broad term used to describe communities with diverse languages, ethnic backgrounds, nationalities, and religions
LGBTQI+
  • LGBTIQ+ is an acronym for lesbian, gay, bisexual, transgender, queer, and intersex

2.4 Relevant Documents, Legislations, Regulations, and Standards

  • National Disability Insurance Scheme (Quality Indicators) Guidelines 2021
  • National Disability Insurance Scheme Act 2023
  • United Nations Convention on the Rights of Persons with Disabilities
  • United Nations Convention on the Rights of Persons with Disabilities
  • United Nations Universal Declaration of Human Rights
  • Disability Services and Inclusion Act 2023

2.5 Policy & Procedure

2.5.1 Culture, Diversity, Values, and Beliefs Policy

To provide a diverse and inclusive service to participants and their families Access Foundation Therapy Services promotes the following:

  • Support cultural diversity and promote the inclusive environment
  • Support participants to play an active role in the community
  • Finding participants’ needs from consulting with their family members and carers
  • Create an inclusive workplace for all staff and workers and respect their cultural beliefs and language difference
  • Ensuring that there is not any difference in service provision between participants and the rest of the people in the society
  • Support people with CALD and Aboriginal and/or Torres Strait Islander (ATSI) background with their culture and spiritual beliefs

At the direction of the participant, the culture, diversity, values and beliefs of that participant are identified and sensitively responded to.

Each participant’s right to practice their culture, values and beliefs while accessing support is supported. At Access Foundation Therapy Services, during the initial assessment participants are encouraged to talk about their culture, diversity, values and beliefs by using Form20. Participant Intake Form.

Access Foundation Therapy Services ‘s participants whose English is not their primary language will be provided with interpreter/translator support (if required) or in case of a meeting, these people would be able to bring a member of their family who speaks English.

2.5.2 Individual Values and Beliefs Management

Access Foundation Therapy Services will:

  • Group people with different languages to foster respect for diversity in the organisation
  • Will find people cultural and linguistic needs to collaborate with other organisations to meet their needs
  • Identify and collaborate with LGBTQI+ mainstream support and advocacy programs
  • Actively prevent instances of violence, abuse, neglect, discrimination, and exploitations as per our processes.
  • Ensure keeping personal information of participants confidentially to avoid any misuse from their sexual orientation and cultural information
  • Support Aboriginal and/or Torres Strait Islander heritage needs by working respectfully with their families and individuals
  • Enhance the cultural awareness of staff, workers and volunteers when providing services to those who are of an Aboriginal and/or Torres Strait Islander heritage, through Worker Handbook, induction, and regular training
  • Using respectful language when talking about people’s sexual orientation

Privacy and Dignity Policy & Procedure

3.1 Purpose

The aim of this policy & procedure is that each participant accesses supports that respect and protect their dignity and right to privacy.

3.2 Scope

This document applies to:
  • All Access Foundation Therapy Services staff and workers, whether permanent or casual, contractors, volunteers, or business partners.
  • All participants and their families

3.3 Definitions

WORD/TERM DEFINITION
Worker
  • A person employed or engaged by a registered NDIS provider.
  • A person who participates in services that have direct contact with participants as part of their normal duties
Personal Information
  • Personal information including name, date of birth, address, phone number etc.

3.4 Relevant Documents, Legislations, Regulations, and Standards

  • National Disability Insurance Scheme (Quality Indicators) Guidelines 2021
  • National Disability Insurance Scheme Act 2023
  • National Disability Strategy 2021-2031
  • United Nations Convention on the Rights of Persons with Disabilities
  • United Nations Universal Declaration of Human Rights
  • Disability Services and Inclusion Act 2023
  • Privacy Act 1988
  • Freedom of Information Act 1982
  • Form18. Participant Information Consent Form
  • Form19. Privacy & Confidentiality Agreement
  • Form02. Complaint Report Form

3.5 Policy & Procedure

3.5.1 Privacy and Confidentiality Policy

Access Foundation Therapy Services is committed to providing quality services and respecting participants’ rights. Participants’ right to privacy and confidentiality will be recognized, respected and protected in all aspects.

At Access Foundation Therapy Services, all information will be handled based on the NDIS Quality and Safeguarding Framework.

Consistent processes and practices are in place that respects and protects the personal privacy and confidentiality of each participant.

Access Foundation Therapy Services ensures that all confidential documents are handled safely in our operations.

Access Foundation Therapy Services will not disclose any confidential information to any persons who are not employed by Access Foundation Therapy Services or participant unless consent has been obtained.

Access Foundation Therapy Services will not take any interest in the review of confidential and sensitive documents of the company.

Access Foundation Therapy Services is committed to maintaining the confidentiality of medical results

Access Foundation Therapy Services will not disclose, copy, release, sell, alter, or destroy any confidential information, either electronic or paper-based unless there is management approval.

Access Foundation Therapy Services is committed to protecting the privacy of participants and workers.

3.5.2 Worker’s Responsibilities

All workers will complete Form19. Privacy & Confidentiality Agreement to ensure the confidentiality requirements are understood and adhered to.

Worker’s responsibilities are as below:

  • Workers will not disclose any confidential information to any persons who are not employed by Access Foundation Therapy Services or participant unless consent has been obtained. Privacy & Confidentiality Information includes but is not limited to:
    • Participant personal information, and medical examination results
    • Workers, Contractors, and Volunteers
    • Business information such as financial records, reports, memos, contracts, computer programs and technology
    • Company processes and operations
    • Company intellectual property
    • Service specifications; and
    • Any other information regarding company activities that can have a detrimental impact on the company.

3.5.3 Management Team Responsibilities

All inquiries or complaints about privacy and confidentiality should be directed to the Managing Director and Form02. Complaint Report Form to be completed.

In case Access Foundation Therapy Services identifies that there is a breach of information or unauthorised access to the information of participants, will take measures to reduce the chance of harm to people. In these cases, the Australian Information Commissioner might be involved.

It is the participant’s right to choose if they want to be involved in an NDIS audit.

Each participant understands and agrees to what personal information will be collected and why, including recorded material in audio and/or visual format through Participant Handbook, Form20. Participant Intake, and Form27. Initial Assessment and Support Plan.

The documents will be handled in a way that:

  • No record will be lost, modified, or disclosed unauthorised
  • Any access to the documents will be provided in a way that doesn’t breach the disclosure of the records

No sale or payment will be tolerated by any member of Access Foundation Therapy Services for personal information disclosure.

Not all information will be collected unless:

  • It is required for service provision
  • It will be handled securely in the database of Access Foundation Therapy Services.

The following criteria apply to any personal information disclosed to a third party:

  • Personal consent using Form18. Participant Information Consent Form is provided by the participant.
  • We are authorised to provide all that information by law

Independence and Informed Choices Policy & Procedure

4.1 Purpose

The aim of this policy & procedure is that each participant is supported by the provider to make informed choices, exercise control and maximise their independence relating to the supports provided.

4.2 Scope

This document applies to:
  • All Access Foundation Therapy Services staff and workers, whether permanent or casual, contractors, volunteers, or business partners.
  • All participants and their families

4.3 Definitions

WORD/TERM DEFINITION
Worker
  • A person employed or engaged by a registered NDIS provider.
  • A person who participates in services that have direct contact with participants as part of their normal duties.
Consent
  • The permission provided by a participant, or their carer/family is concerning the decisions made that affects the person’s life.

4.4 Relevant Documents, Legislations, Regulations, and Standards

  • Form18. Participant Information Consent Form
  • National Disability Insurance Scheme (Quality Indicators) Guidelines 2021
  • National Disability Insurance Scheme Act 2023
  • National Disability Strategy 2021-2031
  • United Nations Convention on the Rights of Persons with Disabilities
  • Disability Services and Inclusion Act 2023
  • United Nations Universal Declaration of Human Rights
  • Human Rights and Equal Opportunity Commission Act 1986
  • Freedom of Information Act 1982
  • Form65. Risk Indemnity

4.5 Policy & Procedure

4.5.1 Decision-Making Policy

Access Foundation Therapy Services is committed to our participants having control over the services provided to them and the decisions that might affect their life.

Access Foundation Therapy Services is committed to making sure that participants are satisfied with the services received

Access Foundation Therapy Services will find out about the participant’s preferences and take appropriate measures to provide that participant with those preferred services.

Access Foundation Therapy Services is committed to providing services to participants that are aligned with their needs and preferences.

Active decision-making and individual choice are supported for each participant including the timely provision of information using the language, mode of communication and delivered in a manner that the participant is most likely to understand.

Each participant’s right to the dignity of risk in decision-making is supported. When needed, each participant is supported to make informed choices about the benefits and risks of the options under consideration.

It is the participants choice if they wish to undertake activities that may cause risk to themselves, even though they have been advised of the danger of such activities. in this case, management shall ask the participant to fill and sign form65. risk indemnity.

Each participant’s autonomy is respected, including their right to intimacy and sexual expression.

Each participant has sufficient time to consider, review and seek the advice of their options, at any stage of support provision, including assessment, planning, provision, review and exit.

Each participant’s right to access an advocate (including an independent advocate) of their choice is supported, as it is their right to have the advocate present.

4.5.2 Independence and Informed Choices Management

It is everyone’s right to choose their own personal, gender, sexual, cultural, and religious identity. It applies to people with disability too and they can make their decision regardless of their situation.

Participants have the right to make their own decisions, to be free, live the life they choose and have the same rights and freedoms as any other member of the community.

Participants and their carer will be advised by Access Foundation Therapy Services about other services or agencies either in the organisation or outside the organisation to be able to make informed decisions.

If the participant is assessed as not capable of making his or her decision, a substitute decision-maker will be required and Access Foundation Therapy Services will support them either formally or informally.

In the case that a participant is assessed as not being capable of decision making, different people would be able to be nominated as a substitute by their priority as below:

  • Any guardian who is appointed by an authority
  • Anyone who has a continuing relationship with the participant
  • An unpaid carer who has been arranged the care regularly
  • A close friend or relative

4.5.3 Right to Access an Advocate Policy

New participants will be consulted about their right to use advocates via the Participant Handbook.

Access Foundation Therapy Services will consult new participants about the roles of advocates and how to get an advocate.

It is a participant’s right to choose their advocates, change their advocates or withdraw their advocate’s authority

Access Foundation Therapy Services participant’s decision making, and service planning will be coordinated with the participant’s advocate

Any assistance by an advocate should be registered and documented

If a participant doesn’t have anyone to accept their advocacy, Access Foundation Therapy Services will introduce someone as an advocate.

4.5.4 Free Advocate Management

Advocacy is the act of helping a vulnerable group of people to be heard in a decision that may affect their life.

The participant can nominate an advocate if they need to via Form13. Advocate Nomination Form.

There are different types of advocacies as follows:

  • Individual advocacy: is to prevent and address any discrimination or abuse a person with a disability
  • Systematic advocacy: is influencing and changing the systems to benefit people with a disability as a group within the society
  • Family advocacy: is the act of a family member advocating on behalf of a person with a disability
  • Group advocacy: is the act of advocating for people with disability in a group including people who are sharing an accommodation
  • Citizen advocacy: when people of a community advocate on behalf of a person with a disability
  • Legal advocacy: is the act of present advocacy by a lawyer including giving legal advice, positive changes to legislations to people with disability

4.5.5 Participant Consent Policy

Participant’s rights are as follows:

  • The participant should make an informed decision before giving the consent
  • If any participant requires additional time for any consent, enough time should be provided to make the best decision and have enough time for consultation
  • Withdrawal of consent is part of the participant’s right at any time
  • Participants can evaluate the risks associated with their decision and take assessed risks

Access Foundation Therapy Services’s responsibilities for participant consent are as follows:

  • A participant consent using Form18. Participant Information Consent Form will be obtained in case the decision is related to any medical or dental treatment, behaviour support and accommodation arrangements.
  • Before disclosure of any personal information to other parties’ consent is required

Any personal information could be disclosed without consent only if there is one of the following:

  • The person is at risk of harm or injury;
  • It is required by law

Violence, Abuse, Neglect, Exploitation Policy & Procedure

5.1 Purpose

The purpose of this policy & procedures is that each participant accesses supports free from violence, abuse, neglect, or exploitation. People should always feel safe regardless of their gender, disability, age and sexual orientation.

5.2 Scope

This document applies to:
  • All Access Foundation Therapy Services staff and workers, whether permanent or casual, contractors, volunteers, or business partners.
  • All participants and their families

5.3 Definitions

WORD/TERM DEFINITION
Abuse

Abuse has different types including:

  • Physical Abuse: can be any action that may cause pain in your body. Some examples of physical abuse are restraining, choking, tying, giving medicines to make you feel unwell, stopping you from taking medicine, slapping, kicking, hitting, or slapping.
  • Sexual Abuse: any sexual contact with someone who is not capable of understanding, is younger than 16 years of age, has not given consent, is threatened, or forced to engage in sexual activities
  • Emotional Abuse: can be any activity that involves embarrassing you in the public, calling you names, do not involve in communication because of cultural, religious beliefs and/or sexual assault.
  • Financial Abuse: Illegal use or mismanagement of a person’s money or property including, stealing, unusual transfer of money or property to another person
Exploitation

Exploitation is referred to unfair use of someone’s asset and/or fund to deprive them of the use and possession of those funds and assets.

Neglect

Neglect refers to the situation that the initial needs of someone are not met. There are different types of neglect as follows:

  • Physical Neglect: failure in the provision of proper food, house, cloth, and protection.
  • Emotional Neglect: lack of support and protection for the emotional growth and wellbeing
  • Passive Neglect: lack of provision for initial requirements of a person including food, clothing, or medical care
  • Supervisory Neglect: failure in the provision of support in a way that involves a breach of standard and has the risk of death or major harm to a person

5.4 Relevant Documents, Legislations, Regulations, and Standards

  • https://www.legislation.gov.au/Details/C2019C00332 Incident Management Policy and Procedure
  • National Disability Insurance Scheme (Incident Management and Reportable Incidents) Rules 2018
  • National Disability Insurance Scheme (Quality Indicators) Guidelines 2021
  • National Disability Insurance Scheme Act 2023
  • National Disability Strategy 2021-2031
  • United Nations Convention on the Rights of Persons with Disabilities
  • United Nations Universal Declaration of Human Rights
  • Disability Services and Inclusion Act 2023
  • Disability Discrimination Act 1986
  • Racial Discrimination Act 1975
  • Sex Discrimination Act 1984
  • Age Discrimination Act 2004
  • Crimes Act 1958

5.5 Policy & Procedure

5.5.1 Violence, Abuse, Neglect, Exploitation Policy

It is the Access Foundation Therapy Services’s commitment to ensure that everyone feels safe, treated fairly and the organisation is free of abuse, exploitation, and neglect.

Participants with a lack of communication should be well supported to detect and prevent abuse.

The Managing Director deals with the abuse, exploitation, and neglect reports seriously and confidentially and takes the best measures to mitigate the issue and take actions accordingly.

Incident Management Policy and Procedure are established to investigate and report the abuse, exploitation, and neglect related issues.

Training is required for everyone in Access Foundation Therapy Services about all policies and procedures and relevant rules, regulations, and guidelines to recognize, prevent and minimise abuse, exploitation, and neglect through the induction system.

One trained Manager should be appointed to deal with any abuse related issues.

Everyone has a responsibility about abuse, exploiting and neglect as follows:

  • The victim should be supported by all staff, workers, and members of the organisation
  • If required, the responsible Manager should inform relevant authorities, carers of the victim including their family and guardians or their substitute decision-makers (if applicable)
  • If a participant doesn’t have any guardian or an advocate, it is the provider’s responsibility to organise an advocate or assist the other providers and support coordinators to organise and advocate. For more information refer to Right to access an advocate.
  • All staff, workers, and witnesses should cooperate with relevant authorities in the process of investigation.

5.5.2 Violence, Abuse, Neglect, Exploitation Management

Following measures could be taken for responding to abuse, exploitation, and neglect:

  • Incident Management Policy and Procedure are established to investigate and report the abuse, exploitation, and neglect related issues.
  • Ensure that everyone feels confident to raise a complaint about abuse, exploitation, and neglect without fear of being disadvantaged by following complaint management procedures.
  • Any reports of abuse, exploitation and neglect will be treated seriously and sympathetically and will be investigated thoroughly and confidentially using Incident Management Policy and Procedure.
  • Disciplinary action including termination from work will be taken against anyone found to be guilty of abusing, exploiting, and neglecting participants, staff and workers or volunteers.

5.5.3 Allegations Where There Is A Victim And A Potential Perpetrator.

when handling cases involving allegations where there is a victim and a potential perpetrator, it is crucial to prioritize the well-being and support of both parties while the allegations are being validated.

Victim Support:
  • Ensure the safety and immediate well-being of the victim.
  • Offer emotional support and reassurance to the victim, ensuring that they feel heard, validated, and respected.
  • Explain the investigative process to the victim, including their rights, available support services, and any legal remedies or options.
  • Provide information on victim support resources such as victim advocates, counselling services, or helplines that can assist them throughout the process.
  • Maintain regular communication with the victim, keeping them informed about the progress of the investigation while respecting confidentiality and privacy.
Perpetrator Management:
  • Treat the alleged perpetrator with fairness and respect their rights, ensuring due process.
  • Ensure that the alleged perpetrator understands the allegations made against them and their rights during the investigation.
  • Provide access to legal advice or representation, if necessary.
  • Maintain confidentiality and privacy for the alleged perpetrator, sharing information on a need-to-know basis only.
  • Avoid stigmatizing or prejudging the alleged perpetrator before the investigation is concluded and the facts are established
Maintain Neutrality:
  • As the investigation proceeds, maintain impartiality and neutrality in managing both the victim and perpetrator. Access Foundation Therapy Services will ensure to avoid taking sides or making assumptions before all relevant information is gathered.
  • Treat all parties involved with respect and professionalism, ensuring a fair and unbiased investigative process.
Support Services:
  • Offer access to support services for both the victim and the alleged perpetrator, such as counselling, mental health services, or employee assistance programs. Ensure that these services are confidential, accessible, and appropriate for their needs.
  • Provide information on available resources and support networks that can assist the victim and the alleged perpetrator throughout the process.
Regular Check-Ins:
  • Regularly check in with both the victim and the alleged perpetrator to assess their well-being and provide updates on the progress of the investigation should they ask regarding the status of it, this will ensure to uphold any private confident information re-laid to them.
  • Address any concerns or questions they may have, ensuring that they have a clear understanding of the process and their role in it.

Bullying, Harassment, and Discrimination Policy & Procedure

Access Foundation Therapy Services ensures that everyone in the organisation including workers and participants are working in a workplace free of bullying, harassment, and discrimination. In this policy & procedure, the standards for having a better workplace for both workers and participants with a positive environment will be described.

6.1 Scope

This document applies to:
  • All Access Foundation Therapy Services staff and workers, whether permanent or casual, contractors, volunteers, or business partners.
  • All participants and their families
  • It is also applicable when people are interacting in the public area and/or when providing services.

6.2 Definitions

WORD/TERM DEFINITION
Discrimination
  • Treating people in a way that is against their will because of factors such as their gender, disability, or cultural background.
Sexual Harassment
  • The act of making a person offended or humiliated in a form of unwilling physical, spoken, or written sexual behaviour.
Bullying:
  • Bullying is the misuse of power in a way that harms people either physically, socially, or psychologically.

6.3 Relevant Documents, Legislations, Regulations, and Standards

  • National Disability Insurance Scheme (Quality Indicators) Guidelines 2021
  • National Disability Insurance Scheme Act 2023
  • National Disability Strategy 2021-2031
  • United Nations Convention on the Rights of Persons with Disabilities
  • United Nations Universal Declaration of Human Rights
  • Disability Discrimination Act 1986
  • Racial Discrimination Act 1975
  • Sex Discrimination Act 1984
  • Age Discrimination Act 2004
  • Disability Services and Inclusion Act 2023

6.4 Policy & Procedure

6.4.1 Bullying, Harassment and Discrimination Policy

Access Foundation Therapy Services is committed to promoting an environment free from bullying, harassment and discrimination for all employees and participant

Access Foundation Therapy Services is committed to implementing training and awareness-raising strategies to ensure that all workers and staff are aware of their rights and responsibilities regarding bullying, harassment and discrimination

Access Foundation Therapy Services is committed to complying with all relevant legislation and industry standards

All forms of discrimination, harassment and bullying by or toward workers, the participant is considered unacceptable and will not be tolerated under any circumstances

Everyone has the same right and responsibilities relating to sexual harassment

Any discrimination, bullying, harassment and/or discrimination should be discussed with the Managing Director or by submitting an incident through the Incident Management Policy and Procedure.

Victimization includes threatening any of who has made a complaint or helped another person to make complaints including the ones who may be involved in the investigation process is subject to discrimination, harassment and/or bullying.

Breach of this policy & procedure in any form may lead to termination of employment.

6.4.2 Sexual Harassment

Sexual harassment can be any of the following activities:

  • Repeated unwilling requests of going out
  • Request for sex
  • Insult or taunt of sexual nature
  • Sending sexual text messages
  • Viewing offensive pictures and objects
  • Touching or hugging someone unwillingly

Access Foundation Therapy Services has zero tolerance for sexual harassment, meaning that just one attempt is enough

At Access Foundation Therapy Services, in the workplace or between colleagues and participants at work or outside the workplace, everyone is covered against sexual harassment.

Everyone should be treated with respect in Access Foundation Therapy Services.

6.4.3 Bullying

Bullying can happen in various types of behaviour including:

  • Sarcasm
  • Isolation
  • Threat, abuse, or shout
  • Unconstructive criticism
  • Constant pressure on the workers

Bullying is against Work Health and Safety Laws. There are different forms of bullying including face to face, on social media, in emails, on the phone and unfair work activities.

6.4.4 Discrimination

Discrimination can happen either directly or indirectly. Direct discrimination happens when a person is treated more unfair than other people in a similar situation while indirect discrimination happens when a person is being disadvantaged by imposing a practice against a lawful characteristic.

Lawful characteristics are as follows:

  • Any types of disability or disease
  • Having status of a carer or a parent
  • Race, skin colour, nationality, culture, ethnic background
  • Religion
  • Pregnancy and breastfeeding
  • Sexual orientation
  • Political beliefs
  • Marital status

Treating a person unfair because they have lawful characteristics that you don’t like, is against the law and could be a form of discrimination.

Everyone should be recruited based on merits regardless of their characteristics. For example, they should be recruited based on their skills and abilities.

Asking personal questions about their ethnicity, sexual orientation, disability or else, is against the law unless it is a requirement of the position.

Any discrimination, bullying, harassment and discrimination should be discussed with the Managing Director or by submitting an incident through the Incident Management Policy and Procedure.

Breach of this policy & procedure in any form may lead to termination of employment.

Victimization includes threatening any of who has made a complaint or helped another person to make complaints including the ones who may be involved in the investigation process is subject to discrimination, harassment and/or bullying.

6.4.5 Preventive Responsibilities

Preventive responsibilities of Access Foundation Therapy Services’s management team against bullying, harassment and discrimination are as follows:

  • Train staff and workers in the policies & procedures and regulations to know their obligations via the Worker Handbook and Form08. Induction Checklist.
  • Follow-up any harassment, bullying and discrimination complaints and investigate the incidents using the complaint and incident mangemange procedures.
  • Ensure that no discrimination takes place in the process of recruitment and it’s based-on merit points.
  • Enhance the complaint resolution process by following complaint management procedures.
  • Take quick steps if becoming aware of any inappropriate behaviour.

Preventive responsibilities of Access Foundation Therapy Services workers against bullying, harassment and discrimination are as follows:

  • Follow the guidelines defined by the management regarding bullying, harassment, and discrimination
  • Support victims if become aware of any bullying, harassment, and discrimination by having meetings with them and ensuring them that adequate measures will be taken
  • Ensure that confidentiality is followed in handling complaints and if they become aware of any harassment, bullying and discrimination by completing Form19. Privacy & Confidentiality Agreement.

6.4.6 Staff and Workers Right

It is staff and workers’ right to:

  • Be recruited on a merit base, not by personal characteristics
  • Work in a safe environment free from bullying, harassment and/or discrimination
  • Be able to raise complaints without fear of victimisation
  • Work in an environment without the restriction of any kind related to their ethnicity, religion, disability and/or sexual orientations.

Governance and Operations Policy & Procedure

7.1 Purpose

The aim of this policy & procedure is that each participant’s support is overseen by robust governance and operational management systems relevant to the size, and scale of Access Foundation Therapy Services and the scope and complexity of supports delivered.

7.2 Scope

This document applies to:
  • All Access Foundation Therapy Services staff and workers, whether permanent or casual, contractors, volunteers, or business partners.
  • All participants and their families

7.3 Definitions

WORD/TERM DEFINITION
Subcontractor
  • The subcontractor will provide Incidental services like gardening and cleaning
Governance
  • Governance is the process by which organisations are directed, controlled, and held to account. It encompasses authority, accountability, stewardship, leadership, directions, and control exercised in the organisation.

7.4 Relevant Documents, Legislations, Regulations, and Standards

  • NDIS Practice Standards and Quality Indicators November 2021, Version 4
  • National Disability Insurance Scheme Act 2023
  • National Disability Strategy 2021-2031
  • Corporations Act 2001
  • The Australian Consumer Law
  • The Australian Participation Law
  • NDIS Terms of Business
  • NDIS Guide to Suitability
  • Australian Accounting Standards
  • United Nations Convention on the Rights of Persons with Disabilities
  • United Nations Universal Declaration of Human Rights
  • Disability Services and Inclusion Act 2023
  • Quality Management Policy & Procedure
  • Form05. Business Plan
  • Form17. Legislative Compliance Register
  • Form29. Conflict of Interest Register

7.5 Policy & Procedure

7.5.1 General Information

An effective system is in place for Access Foundation Therapy Services to manage and support the business accountability, effectiveness and supervision through Internal Audit, Management Review Meeting, and participant feedback system, which ensures that:

  • Access Foundation Therapy Services is compliant with the regulation and legislation
  • Support and development of its staff and workers.
  • High quality and safer service delivery to the participant.

7.5.2 Management Responsibilities

Access Foundation Therapy Services is managed by the Managing Director, who has assigned a management team.

The Management Team will ensure that the objectives and targets of the organisation are defined.

It is the management team’s responsibility to ensure that business operations are aligned with the objectives and targets using Form05. Business Plan.

A Management Review Meeting will be held by the management team to ensure that a high quality of services will be provided by Access Foundation Therapy Services to the participants, and there is an active communication channel in place

The responsibilities of the Managing Director are:

  • Human Resources & well-being of the staff and workers
  • Maintenance of the property
  • Service delivery to the participant
  • Strategic planning
  • Ensuring that the policies and procedures are reviewed and updated
  • Financial matters including payroll

Staff and worker training remain the responsibility of the management team.

Any issues related to the finance, IT and quality of service will be provided to the management team by all staff and workers, including customer complaints.

In the management team meeting, stakeholders will be engaged if required to improve the service outcome. Stakeholders include participant, their families and carers, advocates, workers, service providers and government representatives.

7.5.3 SWOT Analysis

There are two types of environmental factors:

  • External factors: the “opportunities” and “Risk” presented by the environment external to the organisation
  • Internal factors: the “strengths” and “weaknesses” of the organisation

The Managing Director and Management Team identifies the key internal and external factors that are relevant to its purpose and its strategic direction which affect its ability to achieve the intended result(s) of its management system. Internal environmental factors are normally easier to control than external environmental factors.

7.5.4 External Environment Analysis

The managing Director and Management Team scans the external environment to understand the external forces of change so that they may develop effective responses which secure or improve their position in the future. External Environment includes:

  • ★ Macro Environment
  • ★ Microenvironment

The Managing Director and Management Team prepares a list of Opportunities and Threats in Form05. Business Plan.

Macro Environment includes the following factors:

  • Legal/Political Factors: Government regulations and legal factors are assessed in terms of their ability to affect the business environment and trade markets. The main issues addressed in this section include political stability, tax guidelines, trade regulations, safety regulations, and employment laws.
  • Economic: Through this factor, businesses examine the economic issues that are bound to have an impact on the company. This would include factors like inflation, interest rates, economic growth, the unemployment rate and policies, and the business cycle followed in the country.
  • Social: With the social factor, a business can analyse the socio-economic environment of its market via elements like customer demographics, cultural limitations, lifestyle attitude, and education. With these, a business can understand how consumer needs are shaped and what brings them to the market for purchase.
  • Technological: How technology can either positively or negatively impact the introduction of a product or service into a marketplace is assessed here. These factors include technological advancements, the lifecycle of technologies, the role of the Internet, and the spending on technology research by the government.

Microenvironment includes the following factors:

  • Bargaining Power of Supplier: Assessing how easy it is for suppliers to drive up prices. This is driven by the number of suppliers of each key input, the uniqueness of their product or service, their strength and control over you, the cost of switching from one to another, and so on. The fewer supplier choices you have, and the more you need suppliers' help, the more powerful your suppliers are.
  • Bargaining Power of Customer/Buyer: Assessing how easy it is for buyers to drive prices down. Again, this is driven by the number of buyers, the importance of each buyer to your business, the cost to them of switching from your products and services to those of someone else, and so on. If you deal with a few, powerful buyers, then they are often able to dictate terms to you.
  • Power of Existing Competitors: What is important here is the number and capability of your competitors. If you have many competitors, and they offer equally attractive products and services, then you'll most likely have little power in the situation, because suppliers and buyers will go elsewhere if they don't get a good deal from you. On the other hand, if no one else can do what you do, then you can often have tremendous strength.
  • The Threat of Substitute Products or Services: This is affected by the ability of your customers to find a different way of doing what you do – for example, if you supply a unique software product that automates an important process, people may substitute by doing the process manually or by outsourcing it. If a substitution is easy and substitution is viable, then this weakens your power
  • The Threat of New Entrants to This Industry: Power is also affected by the ability of people to enter your market. If it costs little in time or money to enter your market and compete effectively, if there are few economies of scale in place, or if you have little protection for your key technologies, then new competitors can quickly enter your market and weaken your position. If you have strong and durable barriers to entry, then you can preserve a favourable position and take fair advantage of it.

7.5.5 Internal Environment Analysis

Strengths and Weaknesses of processes are identified by Managing Director using Form05. Business Plan.

The following questions should be asked while identifying strengths and weaknesses for each process:

Strengths
  • What advantages does your organisation have?
  • What do people in your market see as your strengths?
  • What do you do better than anyone else?
  • What unique or lowest-cost resources can you draw upon that others can't?
Weaknesses
  • What could you improve?
  • What should you avoid?
  • What are people in your market likely to see as weaknesses?
  • What factors lose you sales?

7.5.6 Developing Objective and Targets

The business objective and targets are developed in Form05. Business Plan.

The objectives are defined and the target for each item is determined. The objectives are to be:

  • Specific: Target a specific area of improvement
  • Measurable: a progress indicator is to be defined or suggested
  • Achievable: Assuring that the objective is to be achieved
  • Realistic: objective should be defined realistically in a way that could be followed

The management team is responsible for:

  • Ensuring Access Foundation Therapy Services is following the organisational strategies
  • Ensuring that there is appropriate service delivery in place.
  • Ensuring that service integrity and quality is being assessed regularly.
  • Providing leadership and supervision to the staff and workers to create an environment of innovation and positive relationships.
  • Providing the services related to support and management of complex cases, including emergencies.
  • Providing a proper service to the participant to maintain their satisfaction

Access Foundation Therapy Services’s staff and workers are responsible for:

  • Supporting participants with their life either in Access Foundation Therapy Services’s bases or their own home in a way that a valued lifestyle is developed for them.
  • A good relationship with participants helps to provide a supportive environment
  • Involving participants to make choices in operations related to their care and life and reviewing and updating their goals.

7.5.7 Business Insurance

According to the NDIS Quality and Safeguards Commission, all NDIS registered service providers need:
  • Public liability insurance: A certificate of currency for current insurance that meets the minimum level of cover commensurate to the scope of the provider. Providers should seek professional advice as to the type and amount of insurance that is necessary.
  • Professional indemnity insurance: A certificate of currency for current insurance that meets the minimum level of cover commensurate to the scope of the provider. Providers should seek professional advice as to the type and amount of insurance that is necessary.
  • Personal accident insurance or worker's compensation insurance: if a provider has staff. A certificate of currency for current insurance that meets the minimum level of cover commensurate to the scope of the provider. NDIS providers should seek professional advice as to the type and amount of insurance that is necessary.
  • Comprehensive car insurance: if provider is providing travel and transport arrangements to the participants, must ensure that car being used for this purpose has a comprehensive car insurance.

7.5.8 Compliance Management

Access Foundation Therapy Services has established, implemented and maintained a process to identify legislative requirements and have access to all legal and other requirements that apply to Access Foundation Therapy Services’s operations using Form17. Legislative Compliance Register.

The register will be reviewed and updated once a year. The evaluation will be carried out by the Management Team and the results will be reported to Managing Director.

If there are any changes/ updates in the legislative requirements, relevant policies and procedures will be reviewed and revised accordingly.

All Workers are responsible for managing compliance within their areas of influence by following the current policies and procedures. The changes and updates will be communicated to the workers and staff through meetings or receiving email updates.

Legislative compliance is maintained and updated through:

  • Reviewing NDIS Commission Website
  • Ongoing consultation and communication with Industry Specialists/Legal representatives
  • Legal updates provided by government publishing
  • External third-party audit

7.5.9 Delegation of Responsibility and Authority Policy

This policy identifies the requirements for delegated responsibility and authority to another suitable person in the absence of a usual position holder in place

Workers with the same qualifications and experience will be assigned as a delegate to ensure the same level of support is provided to the participants and adequate training will be provided to them.

Delegation of Responsibility and Authority Policy within Access Foundation Therapy Services is intended to achieve the following objectives:

  • Ensure supports are provided based on the least intrusive options.
  • Ensure the efficiency and effectiveness of support.
  • Ensure that workers have been provided with the level of authority necessary to discharge their responsibilities.
  • Better understanding of supervision and delegation responsibilities.
  • Feel confident in working safely with the participant.

All delegates shall act in good faith using all reasonable skills when exercising delegated authority.

The requirements set out in this policy apply to all workers. Delegation is managed through Form28. Delegations of Authority Register and Form86. Delegation of Authority declaration form.

The delegation process involves transferring certain responsibilities and decision-making power from managers or supervisors to their subordinates or colleagues during planned or unforeseen circumstances such as sick leave and/or annual leave for example.

The purpose is to ensure there is always a process of assigning tasks, decision-making authority, and accountability to individuals or teams within an organization. It involves transferring certain responsibilities and decision-making power from managers or supervisors to their subordinates or colleagues during planned or unforeseen circumstances such as sick leave and/or annual leave for example.

The purpose is to ensure there is always support in place for the participants to be able to continuously support their needs even during unplanned events.

The responsibilities and authorities will be documented using form28 delegation of authority register. By using this register, staff responsibilities will be drawn from their job description. In the context of a delegation register, "authorities" refers to the decision-making powers or permissions that have been delegated to individuals or teams within an organization. It specifies the level of authority that delegates possess to make decisions, take actions, and perform tasks within the scope of their delegated responsibilities.

The delegation register typically documents the authorities granted to each delegate, including the extent of decision-making power and the areas in which they are authorized to act. It helps maintain transparency and clarity regarding who has the authority to make certain decisions or take specific actions within the organisation.

7.5.10 Conflict of Interest Policy

Staff and workers should avoid any conflict of interest in their duties and personal interests.

All employees will act in the best interests of participants and other customers, ensuring that participants are informed, empowered and able to maximise choices and controls. Staff members will not (by act or omission) constrain, influence or direct decision-making by a person with a disability and/or their family to limit that person’s access to information, opportunities, and choices and controls.

None of the staff and Workers shall misuse the position that ends to any personal benefit for themselves or anyone associated with them.

The priority of all staff and workers shall be the advantage of the Access Foundation Therapy Services.

Workers and staff should not misuse Access Foundation Therapy Services property, information, and data for their personal use.

Any conflict of interest should be reported to the management team to avoid any possible conflict. If any conflict is recorded in Form29. Conflict of Interest Register, a Form34. Conflict of Interest Declaration Form must be completed.

Everyone in Access Foundation Therapy Services including workers, staff, management team and contractors shall have considered their actions as follows:

  • What kind of conflict with my duties will be perceived?
  • Is there any personal benefit involved in their action of duties?
  • Is my involvement in any of the actions reasonable?

Neither we nor our worker will accept any offer of money, gifts, services, or benefits that would cause any one of us to act in a manner contrary to the interests of an NDIS participant. Further, staff and workers will not have any financial or personal interest that could directly or indirectly influence or compromise the choice of provider or provisions of support to a participant. This includes the obtaining or offering of any form of commission by staff and workers or us.

An employee must provide each participant with form87. conflict of interest declaration letter which includes if the participant wants to receive services from other providers and those providers details. this form is set out to ensure the participant is offered alternative provider company’s they may wish to choose from. this form is to be completed if management of funding and services are offered to the participant by Access Foundation Therapy Services. this form will also apply to be completed if support co-ordination and services are provided to the participant by Access Foundation Therapy Services.

7.5.11 Management Review Meeting

In the annual management review meeting using Form25. Management Review Meeting Minutes, the following agenda shall be included:

  • Any reported incidents in the incident management system and corrective actions,
  • Any reported complaints and the root cause of this complaint
  • The outcome of the internal and external audit
  • The status of the corrective actions shall be checked regularly until it is finalised and verified by the management.

Following decisions shall be taken in the management review Meeting:

  • Any required changed
  • Any required additional resources
  • Any improvement opportunities to prevent incidents and complaints occurrence

7.5.12 Use of Care for Travel and Transport Arrangement

It is Access Foundation Therapy Services’s responsibility to ensure that all vehicles being used for travel and transport arrangements for participants is registered and also insured for business purposes.

Risk Management Policy & Procedure

8.1 Purpose

This policy and Procedure involve identifying and managing risks as part of risk management. There is a wide range of risks involved in the risk management process, including operation, workers, and participants’ risk. Risks are inevitable, but risk management aims to control the risks and mitigate them. Risk Management has a wide range of benefits from a reduction in downtime to increasing innovation, quality, and efficiency as a result of continuous improvement.

8.2 Scope

This document applies to:
  • All Access Foundation Therapy Services staff and workers, whether permanent or casual, contractors, volunteers, or business partners.
  • All participants and their families

8.3 Definitions

WORD/TERM DEFINITION
Risk
  • Risk is any internal or external situation or event that has the potential to have a negative impact by causing harm to people associated with the organisation or participant, preventing the organisation from successfully achieving its outcomes and delivering its services, reducing the organisation’s viability, or damaging its reputation.
Risk Assessment
  • Process of analysing and evaluating the likelihood and impact of potential risks
Risk Treatment
  • A measure, work process or system that eliminates risk, or if this is not possible, reduces the risk so far as is reasonably practicable.

8.4 Relevant Documents, Legisations, Regulations, & Standards

  • National Disability Insurance Scheme (Quality Indicators) Guidelines 2021
  • National Disability Insurance Scheme Act 2023
  • National Disability Strategy 2021-2031
  • Corporations Act 2001
  • The Australian Participant Law
  • NDIS Terms of Business
  • NDIS Guide to Suitability
  • Form01. Risk Register
  • Form14. Hazard identification report

8.5 Policy & Procedure

8.5.1 Occupational Health and Safety Policy

Access Foundation Therapy Services is committed to supporting the health, safety, and welfare of all people we employ and to the people affected by our undertakings. Access Foundation Therapy Services continuously supports improvements in workplace health and safety by adopting a planned systematic approach to Occupational Health and Safety. This approach includes risk management and consultation.

As part of our overall commitment Access Foundation Therapy Services is committed to:

  • Complying with all relevant OH&S legislation, regulations, codes of practice, and guidelines.
  • Documenting, implementing, and communicating OH&S policy to all employees.
  • Regularly monitoring and revising our policy by legislative and organisational changes or as appropriate.
  • Establishing measurable objectives and targets aimed at eliminating work-related injury and illnesses.
  • Provide adequate training, information, instruction and supervision to all employees and visitors to ensure work is carried out safely.
  • Ensure all accidents, hazards and near misses are recorded and reported and an investigation is carried out to determine possible causes.
  • Maintain a safe working environment by reporting hazards or unsafe work practices promptly to their manager or supervisor.
  • Report all workplace injuries, near misses and illnesses caused by work immediately to your manager.

8.5.2 Risk Assessment Process

Access Foundation Therapy Services take its responsibility to identify and manage all types of organisational risks (including compliance, financial, safety, health, environmental and operational risks) very seriously. Access Foundation Therapy Services will engage with staff and workers and relevant stakeholders to identify risks to operations and to communicate risk management strategies.

Risk management shall:

  • Be embedded within its operations, processes, and systems.
  • Have clear accountability, ownership, and governance.
  • Be systematic, transparent, and consistently applied.
  • Include effective consultation and communication.
  • Support evidence-based decision-making; and
  • Facilitate continual improvement.

To manage and control risks and opportunities, the company uses Risk Management Model shown below:

1-Identify
2-
Assessing
3-Treat
4-Review
and
Monitor
5-Report

Where relevant, the risk management system includes measures for the prevention and control of infection and outbreaks. Supports and services are provided in a way that is consistent with the risk management system. Appropriate insurance is in place, including professional indemnity, public liability and accident insurance.

8.5.3 Identifying Risk to Participants, Workers and The Provider

A list of organisational risks including compliance, financial, safety and health, environmental, and operational risks (risks to participants, financial and work health and safety risks, and risks associated with the provision of supports) is identified in Form01. Risk Register. All areas of the organisations will be addressed, and can be grouped according to the following broad categories:

  • Strategic
  • Compliance
  • Financial
  • Operational
  • Participant
  • Staff and Workers

Specific risks to each participant are identified using Form27. Initial Assessment and Support Plan. It is all staff and workers s’ responsibility to report any risk to participants, workers and the provider to their relevant supervisor or manager. New hazards can be identified using Form14. Hazard identification report.

8.5.4 Assessing the Risk

Assess risk according to the consequences and likelihood of the hazard/aspect occurring. The level of experience and the capabilities of all workers is taken into consideration throughout this process. The risk rating is recorded on Form01. Risk Register. Risk Calculation Process:

Step 1: Estimate the Consequences
Business Safety
5 Major
  • Failure would create noncompliance with regulations or Failure could injure the participants, Workers, and the provider
  • Major material damage, hospital treatment, extensive rehabilitation, months /years lost, death, permanent major disability
4 Severe (High)
  • Failure causes a high degree of participants dissatisfaction.
  • Extensive material damage, medical / hospital treatment, lengthy rehabilitation, weeks/months lost, permanent minor disability
3 Moderate
  • Failure results in a subsystem or partial malfunction of the product or service.
  • Significant material damage, medical treatment, short rehabilitation, days /weeks lost
2 Minor
  • Failure would create a minor nuisance to the participants, but the participants can overcome it without performance loss.
  • Some material damage, first aid treatment, no rehabilitation, days /weeks lost
1 Low Significant
  • Failure may not be readily apparent to the customer but would have minor effects on the participants’ process or product or service.
  • Minor material damage, self-administered first aid, no time lost
Step 2: Estimate the Likelihood
LIKELIHOOD GUIDE Almost Certain
  • Almost Certain, likely to occur often, >1/week, >25%
5
Likely
  • Likely, known to Occur, 1/week – 1/month, 10% - 25%
4
Possible
  • could occur, 1/month – 1/year, 1% - 10%
3
Unlikely
  • Unlikely – not likely to occur, 1/year – 1/10 years, 0.1% - 1%
2
Rare
  • Rare – practically im3, <1 /10 years, <0.1%
1
Step 3: Determine the Risk Rating
Severity Low Significance Minor Moderate Severe Major
Occurrence 1 2 3 4 5
Almost Certain 5 Medium 6 High 7 High 8 High 9 High 10
Likely 4 Medium 5 Medium 6 High 7 High 8 High 9
Possible 3 Low 4 Medium 5 Medium 6 High 7 High 8
Unlikely 2 Low 3 Low 4 Medium 5 Medium 6 High 7
Rare 1 Low 2 Low 3 Low 4 Medium 5 Medium 6
Type of Risk Range Mitigation Action
Low 2-4
  • Risks that are below the risk acceptance threshold can be managed by routine procedures.
Medium 5-6
  • Risks that lie on the risk acceptance threshold require action by the due date and active monitoring.
High 7-10
  • Risks that exceed the risk acceptance threshold and need proactive, urgent, and immediate action to reduce their risk level.

8.5.5 Treatment of the Risk or Control Measure

All identified risks are to be assessed, and treatment shall be taken for them as a part of the relevant person responsibility. Management or treatment options for risks expected to have positive outcomes include:

  • Starting or continuing an activity likely to create or maintain this positive outcome
  • Modifying the likelihood of the risk, to increase possible beneficial outcomes
  • Trying to manipulate possible consequences, to increase the expected gains
  • Sharing the risk with other parties that may contribute by providing additional resources which could increase the likelihood of the opportunity or the expected gains
  • Retaining the residual risk.

Management options for risks having negative outcomes look similar to those for risks with positive ones, although their interpretation and implications are completely different. Such options or alternatives might be:

  • to avoid the risk by deciding to stop, postpone, cancel, divert, or continue with an activity that may be the cause for that risk
  • to modify the likelihood of the risk trying to reduce or eliminate the likelihood of the negative outcomes
  • to try modifying the consequences in a way that will reduce losses
  • to share the risk with other parties facing the same risk (insurance arrangements and organisational structures such as partnerships and joint ventures can be used to spread responsibility and liability)
  • to retain the risk or its residual risks

8.5.6 Review and Monitor of Risk Assessment

The management team ensures that the risk assessment register (Form 01) is regularly reviewed to check their effectiveness and, as necessary, revised

  • Incident Management
  • Complaints Management
  • Work Health and Safety
  • Human Resource Management
  • Financial Management
  • Information Management
  • Governance

The effectiveness of risk assessment shall be checked on an ongoing basis and should be revised if required. The revision could take place in the following circumstances but is not limited to these:

  • Current control measure is not effective
  • A change has happened in the risks or hazard
  • An extreme incident occurs
  • If the consultant or auditor believes that a revision is required

Provide regular reports and updates to assure that risks are being appropriately managed and treated.

8.5.7 Different Types of Risk and Mitigation

Type Risk Risk Mitigation
Participant Risk Management
  • Participants Risk identification and a regular revision of those risks shall be an ongoing process.
  • A risk assessment shall be conducted for new participants
  • At least a consistent 12 monthly risk assessment shall be conducted for existing participants
  • Participant’s risk assessment should be reviewed regularly
Compliance Risk Management

Ensure a compliance risk assessment is carried out under the risk management framework if the organisation operations comply with laws and regulations. Compliance risks include but are not limited to:

  • Out of registration or insurance company vehicle
  • Creating reports compliant with the legislation and agreements
  • Key personnel operating outside of their authority area
  • Activities outside of key organisational vision and mission
  • A sturdy compliance cultures
  • Internal audit in compliance areas
  • Internal control measures in areas of compliance
Work Health and Safety

It is the management team’s responsibility to eliminate WHS risk; meaning that WHS risks need to be considered in the risk management plan. Hazards identification involves any situation or action which may cause harm to people or property. Some of the common hazards include:

  • Manual handling: in the case of moving or lifting people and objects
  • Slips and trips of people and falling objects
  • Electricity including shock, fire, burn, electrocution
  • Machinery and equipment, e.g., having an accident with any moving vehicle or caught by a moving part of a plant machinery Hazardous chemicals
  • Heat, stroke, burns, fatigue, hypothermia
  • Noise, e.g., permanent, or temporary hearing loss
  • Biological infection or allergies
  • Stress, bullying, violence and fatigue.

There are different risk mitigation methods, including:

  • Elimination
  • Substitution
  • Isolation
  • Engineering
  • Admin controls (procedures and policies)
  • PPE (Personal Protective Equipment)
Human Resource Risk Management

The risk management plan should address risks related to human resources. These risks include:

  • Unplanned resignation or retirement of management personnel
  • Lack of knowledge and skills among staff and workers
  • Lack of racial, ability, gender etc. diversity
  • staff and workers recruitment and retention

Human resource risk mitigation plan requires:

  • Strict leadership, a positive culture
  • An ongoing plan for key roles
  • A proper documentation plan for critical information so that a new team can run the services
  • Complimentary training program for staff and workers
  • Training more than one person in each area so that they can perform the task in case of absence for one position
  • Supervision and mentoring of staff and workers
Financial Risk Management

There are different financial risks, including:

  • Liquidity risk
  • Interest rate
  • Cash Flow
  • Credit risk
  • Competitor’s risk
  • Market or economy risk
  • An unexpected change in owners or shareholders

Risk management strategies include:

  • Having the right insurance
  • Supportive plans for the worst-case scenario
  • Tracking research trends
Emergency and Disaster Management

There are different risks, including:

  • Fire
  • Hazardous Substances
  • Gas Leak
  • Bomb Threat
  • Medical Emergency
  • Flooding Emergency
  • Flooding Emergency
  • Aggressive Behaviour

Risk management strategies include:

  • Having emergency response plan
  • Conduct an emergency drill
  • Training of employees

Quality Management Policy & Procedure

Information Management Policy & Procedure

10.1 Purpose

The purpose of this document is to ensure that participants information is properly recorded, identified, current and kept confidential. Management of each participant’s information ensures that it is identifiable, accurately recorded, current and confidential. Each participant’s information is easily accessible to the participant and appropriately utilised by relevant workers.

10.2 Scope

This document applies to:
  • All Access Foundation Therapy Services staff and workers, whether permanent or casual, contractors, volunteers, or business partners.
  • All participants and their families

10.3 Definitions

WORD/TERM DEFINITION
Information
  • Refers to the communication of knowledge in a way that is an added value to the knowledge of the receiver
Information Management
  • Effective handling of the information and will check to retain, create, organize, store, and retrieve the information resources either from internal or external sources

10.4 Relevant Documents, Legislations, Regulations, and Standards

  • Form18. Participant Information Consent Form
  • National Disability Insurance Scheme (Quality Indicators) Guidelines 2021
  • National Disability Insurance Scheme Act 2023
  • National Disability Strategy 2021-2031
  • United Nations Convention on the Rights of Persons with Disabilities
  • United Nations Universal Declaration of Human Rights
  • Disability Services and Inclusion Act 2023
  • Form43. Support Notes

10.5 Policy & Procedure

10.5.1 Information Management

Access Foundation Therapy Services is committed to protecting the security of its information and information systems.

Documents are stored with appropriate use, access, transfer, storage, security, retrieval, retention, destruction, and disposal processes. This is addressed by having passwords and antivirus in place for electronic devices. For hard copies (if applicable), the files will be stored in secured cabinets and access will be provided to the relevant workers.

According to the above direction all staff and workers are committed to:

  • Use of all reasonable, appropriate, practical, and effective security measures to protect our important processes and assets to achieve our security objectives.
  • Protecting and managing information assets to enable us to meet our contractual, legislative, privacy and ethical responsibilities and satisfy applicable IS requirements and legal requirements
  • Protect the system against unauthorized access.
  • Report and investigate information security breaches.
  • Record keeping processes underpin day-to-day actions and Access Foundation Therapy Services has an ongoing commitment to continuous improvement in this area.
  • During every care shift with the participant, every employee will document the activities that took place using Form43. Support Notes.

A confidentiality agreement has been signed by all workers using Form19. Privacy & Confidentiality Agreement. Records including all completed forms and templates either in hard copy or electronically are maintained for 7 years. For instance, complaint records and incident records shall be kept for 7 years.

Information Management system should be in a way that:

  • limit the access to the information
  • the computer should be always password locked
  • modems shall have security in place
  • a strong password shall be applied to the wireless network

All personal information of participants staff and workers shall be:

  • Safely stored to restrict the access for any misuse
  • Not shared with any third party unless the participant or staff and workers has given consent
  • Retained for a limited period
  • Destroyed properly if not required, for example, shredding

A printed version of the personal confidential information shall be stored securely when not in use, for example in a lockable cabinet.

Information security shall be treated as a vital part of the system.

The Managing Director can conduct a random information security evaluation.

Social media for marketing should be used by authorised people.

Confidential information including personal information shall not be posted on social media.

Portable devices including smartphones, laptops and portable storage devices shall be password locked.

During the intake process (including interviews and meetings with the participant), each participant is informed of how their information is stored and used, and when and how each participant can access or correct their information and withdraw or amend their prior consent.

10.5.2 Passwords Policy

Always strong password shall be used. It means, it should be at least 8 characters including

  • Lower case letter (abcdefghi….)
  • Uppercase letter (ABCDEFGHI…)
  • Numbers (1234567890)
  • Symbols (! @#$%^&*()_)

The following password elements are prohibited:

  • Common elements (i.e., words, names, sports, movies & shows, groups, songs, etc.)
  • Elements relating to the user (i.e., user id, graduation, birthdays, phone numbers, pets, etc.)
  • Keyboard patterns (i.e., 1q2w3e4r)
  • Repeating patterns (i.e., ah*fJDS1, ah*fJDS2, etc.)

The following practices are prohibited:

  • Recording user IDs or passwords on paper stored in a secure environment
  • Group accounts or shared passwords (passwords provide accountability, user to the system)
  • Distribution of passwords by e-mail or other insecure methods (i.e., fax)
  • Use of the same password on multiple systems

Passwords should be regularly changed, for example, every 6 month

Passwords should not be kept on a piece of paper lying around

10.5.3 Participant Information Consent

Each participant’s consent is obtained to collect, use, and retain their information or to disclose their information (including assessments) to other parties, including details of the purpose of collection, use and disclosure. Form18. Participant Information Consent Form will be used for this purpose.

Each participant is informed in what circumstances the information could be disclosed, including that the information could be provided without their consent if required or authorised by law.

Participant’s consent rights are as follows:

  • The participant should make an informed decision before giving the consent
  • If any participant requires additional time for any consent, enough time should be provided to make the best decision and have enough time for consultation
  • Withdrawal of consent is a part of the participants right at any time
  • Participants can evaluate the risks associated with their decision and take assessed risks

10.6 Data Breach

10.6.1 Purpose

Access Foundation Therapy Services is committed to protecting personal privacy and recognises that staff and participants have a reasonable expectation that Access Foundation Therapy Services will protect and appropriately manage the personal information it holds about them.

This Procedure outlines the actions to be undertaken on a data breach and, where considered an eligible data breach under the National Data Breach Scheme, notify individuals and the Australian Information Commissioner of the breach.

10.6.2 Scope

This procedure governs suspected data breaches and applies to all Access Foundation Therapy Services staff, affiliates, students, contractors and any other third party who collects or manages personal information on behalf of Access Foundation Therapy Services.

A data breach happens when personal information is accessed or disclosed without authorisation or is lost. For example, when:

  • A device with a customer’s personal information is lost or stolen.
  • A database with personal information is hacked.
  • Personal information is mistakenly given to the wrong person.

Access Foundation Therapy Services must notify affected individuals and The Australian Government
– Office of the Australian Information Commissioner when a data breach involving personal information is likely to result in serious harm. The notification to individuals must include recommendations about the steps they should take in response to the data breach.

10.6.3 Definitions

Except as otherwise specified in this procedure, the meaning of terms used in this policy:

WORD/TERM DEFINITION
Eligible Data Breach

The Privacy Amendment (Notifiable Data Breaches) Act 2017 (Cth), also referred to as the Notifiable Data Breaches (NDB) Scheme amends the Privacy Act 1988 (Cth) (the Commonwealth Privacy Act), and in the instances where the NDB Scheme applies to Access Foundation Therapy Services, there is a mandatory requirement for Access Foundation Therapy Services to notify the Commonwealth Privacy Commissioner and affected individuals of “eligible data breaches”. An eligible data breach occurs if:

  • there is unauthorised access to, unauthorised disclosure of, or loss of, personal information held by an entity.
  • the access, disclosure or loss is likely to result in serious harm to any of the individuals to whom the information relates; and

the entity has not been able to prevent the likely risk of serious harm with remedial action

Loss Of Data

Loss refers to the accidental or inadvertent loss of personal information held by the Access Foundation Therapy Services, in circumstances where it is likely to result in unauthorised access or disclosure. For example, where a staff member leaves personal information (including hard copy documents, unsecured computer equipment, or portable storage devices containing personal information) on public transport.

Unauthorised Access

Unauthorised access of personal information occurs when personal information that an entity holds is accessed by someone who is not permitted to have access. This includes unauthorised access by an employee of the entity, or an independent contractor, as well as unauthorised access by an external third party (such as by hacking). For example, a staff member browses a participant’s file or personal record without any legitimate purpose.

Unauthorised Disclosure

Unauthorised disclosure occurs when an entity, whether intentionally or unintentionally, makes personal information accessible or visible to others outside the entity, and releases that information from its effective control in a way that is not permitted by the Privacy Act. This includes an unauthorised disclosure by an employee of the entity. For example, as staff member accidentally publishes a confidential data file containing the personal information of one or more individuals on the internet without the participant’s consent.

Harm

Data breaches can cause significant harm in multiple ways. Individuals whose personal information is involved in a data breach may be at risk of serious harm, whether that is harm to their physical or mental well-being, financial loss, or damage to their reputation. Examples of harm include:

  • financial fraud including unauthorised credit card transactions or credit fraud.
  • identity theft causing financial loss or emotional and psychological harm.
  • family violence
  • physical harm or intimidation.

10.6.4 Procedure

Suspected Data or Privacy Breach:-

Access to personal information is granted to staff only where this is necessary for work purposes and staff must only access personal information if there is a work related reason for this. Personal information must be protected against loss, unauthorised access or modification, disclosure or misuse.

A suspected data breach is considered to be any event which may have involved Unauthorised Access, Unauthorised Disclosure or Loss of Data involving personal.

Reporting A Suspected Data Breach:-

If a staff member becomes aware of a suspected data breach, they are to contact the Access Foundation Therapy Services as soon as possible with as much information as is available either via phone or email

The information to be provided includes:

  • The time and date the suspected data breach was discovered,
  • The type of personal information involved,
  • The cause and extent of the breach,
  • The context of the affected information and the breach, and
  • The actions undertaken to contain the breach (see clause 5).

Access Foundation Therapy Services only has thirty (30) days from becoming aware of the breach, to carry out a reasonable and expeditious assessment as to whether there are reasonable grounds to believe that the data breach has been an eligible data breach.

Notification Requirements Of Eligible Data Breaches:-

An eligible data breach arises when the following three criteria are satisfied:

there is unauthorised access to or unauthorised disclosure of personal information, or a loss of personal information, that Access Foundation Therapy Services holds;

this is likely to result in serious harm to one or more individuals; and

the Access Foundation Therapy Services has not been able to prevent the likely risk of serious harm with remedial action.

Whether a data breach is likely to result in serious harm requires an objective assessment by the Access Foundation Therapy Services based on information immediately available or following reasonable inquiries or an assessment of the data breach. The potential kinds of harms that may follow a data breach include:

  • Identity theft,
  • Significant financial loss by the individual,
  • Threats to an individual’s physical safety,
  • Loss of business or employment opportunities,
  • Humiliation, damage to reputation or relationships, and/or
  • Workplace or social bullying or marginalisation.

The likelihood of a particular harm occurring and the anticipated consequences for individuals whose personal information is involved in the data breach if the harm materialises are relevant considerations

If Access Foundation Therapy Services acts quickly to remediate a data breach, and as a result of this action the data breach is not likely to result in serious harm, there is no requirement to notify any individuals or the Australian Information Commissioner. There are also exceptions to notifying in certain circumstances.

If personal information is lost in circumstances where subsequent unauthorised access to or disclosure of the information is unlikely, there is no eligible data breach. For example, if the personal information is remotely deleted before an unauthorised person could access the information, or if the information is encrypted to a high standard making unauthorised access or disclosure unlikely, then there is no eligible data breach.

Once A Breach Is Declared Eligible:-

If a data breach is declared eligible by Access Foundation Therapy Services, an incident report will be completed using Form04. Incident Report.

The Access Foundation Therapy Services is required to prepare a statement and provide a copy to the Office of the Australian Information Commissioner (OAIC). The form includes the name and contact details of the Organisation Name, a description of the Eligible Data Breach, the kind or kinds of information involved, and what steps Access Foundation Therapy Services recommends to individuals at risk of serious harm, in response to the eligible data breach. The OAIC form will also be submitted to the NDIS Commission along with Form04. Incident Report

10.6.5 Data Breach Response Plan

The Access Foundation Therapy Services Data Breach Response Plan comprises four steps (consistent with the OAIC guide to managing data breaches in accordance with the Privacy Act 1988 (Cth)

STEP 1
CONTAIN

Once a data breach is suspected immediate action must be taken to limit the breach. For example, stop the unauthorised practice, recover the records, or shut down the system that was breached. If it is not practical to shut down the system, or if it would result in loss of evidence, then revoke or change computer access privileges or address weaknesses in physical or electronic security.

To identify strategies to contain a data breach consider:

  • How did the data breach occur?
  • Is the personal information still being shared, disclosed, or lost without authorisation?
  • Who has access to the personal information?
  • What can be done to secure the information, or stop the unauthorised access or disclosure, and reduce the risk of harm to affected individuals?

Notify Access Foundation Therapy Services Director:

    During this preliminary stage, be careful not to destroy evidence that may be valuable in identifying the cause of the breach, or that would enable the entity to address all risks posed to affected individuals or the entity.

STEP 2
ASSESS

An assessment of the data breach will identify the risks posed by a data breach and how these risks can be addressed and must be conducted as expeditiously as possible by Organisation’s Director based on the information available. The aim is to understand the risk of harm to affected individuals, and identify and take all appropriate steps to limit the impact of a data breach. Considerations in this assessment include:

  • The type or types of personal information involved in the data breach.
  • The circumstances of the data breach, including its cause and extent; and
  • The nature of the harm to affected individuals, and if this harm can be removed through remedial action.

Remedial action to reduce any potential harm to individuals should be taken (such as recovering lost information before it is accessed). This might also take place during Step 1: Contain.

Access Foundation Therapy Services to determine whether the data breach is an eligible breach under the NDB scheme. This assessment is to occur within 30 days and determined in accordance with the criteria for assessing a data breach, including the risk of harm and remedial action at sect 3.

If it is an Eligible Data Breach, the Access Foundation Therapy Services will convene the Notifiable Data Breach Response Team for steps 3 and 4.

STEP 3
NOTIFY

Notification to affected individuals may be considered for data breaches but must be undertaken for eligible data breaches under the NDB Scheme. Notification can be an important mitigation strategy that has the potential to benefit both Access Foundation Therapy Services and the individuals affected by a data breach. However, notifying individuals can cause undue stress or harm. For example, notifying individuals about a data breach that poses very little or no risk of harm can cause unnecessary anxiety. It can also de-sensitise individuals so that they don’t take a notification seriously, even when there is a real risk of serious harm. Each incident needs to be considered on a case-by-case basis to determine whether breach notification is required.

In considering to notify individuals who may be impacted by a data breach the following should be considered:

  • What information is provided in the notification and how this will be provided.
  • Who is responsible for notifying individuals and creating the notification.
  • Who else other than affected individuals (and the commissioner if the notification obligations of the ndb scheme apply) should be notified.
  • Where a law enforcement agency is investigating the breach, it may be appropriate to consult the investigating agency before making details of the breach public; and
  • Whether the incident triggers reporting obligations to other entities

Effective data breach response is about reducing or removing harm to affected individuals, while protecting the interests of the Access Foundation Therapy Services. Notification has the practical benefit of providing individuals with the opportunity to take steps to protect their personal information following a data breach, such as by changing account passwords or being alert to possible scams resulting from the breach. Individuals who have been affected by a data breach must be dealt with sensitivity and compassion, in order not to exacerbate or cause further harm. Notification may also serve to demonstrate that privacy protection is taken seriously.

If it is an eligible data breach, notification options include:

Option 1 – Notify all individuals whose personal information was part of the eligible data breach and would be used when Access Foundation Therapy Services cannot reasonably assess which particular individuals are at risk of serious harm from an eligible data breach that involves personal information about many people, but serious harm is likely for one or more of the individuals.

Option 2 — Notify only those individuals at risk of serious harm.

Option 3 — Publish notification if neither option 1 or 2 above are practicable, for example, if the entity does not have up-to-date contact details for individuals, this may include providing a copy of the statement on the website and take reasonable steps to publicise the statement.

STEP 4
REVIEW

Form04. Incident Report will be completed on an eligible data breach incident to improve personal information handling practices. This might involve:

  • A security review including a root cause analysis of the data breach.
  • A prevention plan to prevent similar incidents in future.
  • Audits to ensure the prevention plan is implemented.
  • A review of policies and procedures and changes to reflect Form04. Incident Report from the review.
  • Changes to staff selection and training practices;
  • A review of service delivery partners that were involved in the breach.

The intent of the Form04. Incident Report is to strengthen the Access Foundation Therapy Services personal information security and handling practices, and to reduce the chance of reoccurrence. A data breach should be considered alongside any similar breaches that have occurred in the past, which could indicate a systemic issue with policies or procedures.

If any updates are made following a review, staff will be notified in any changes to relevant policies and procedures to ensure a quick response to a data breach by documenting it on Form59. Continuous Improvement Register.

Feedback and Complaints Management Policy & Procedure

11.1 Purpose

The purpose of this policy & Procedure is to set out how a person can provide feedback and make complaints about any aspect of Access Foundation Therapy Services’s operations and the process that Access Foundation Therapy Serviceswill take to acknowledge, assess and resolve the complaint in a fair, efficient and timely manner.

This document outlines the policy & Procedure of making complaints and providing feedback to Access Foundation Therapy Services about their operations and the processes. The responsibility of effective implementation of complaint management procedure is with the Managing Director of their delegate.

11.2 Scope

This document applies to:
  • All Access Foundation Therapy Services staff and workers, whether permanent or casual, contractors, volunteers, or business partners.
  • All participants and their families

11.3 Definitions

WORD/TERM DEFINITION
Compliment

An expression of praise, encouragement or gratitude about an individual worker, a team, or a service.

Complaint

Broadly speaking, a complaint is an expression of dissatisfaction with an NDIS support or service, including how a previous complaint was handled, for which a response or resolution is explicitly or implicitly expected. A complaint is someone letting you know that your service is not ‘hitting the mark’.

Feedback

Information provided in response to service delivery, such as reactions to a service provided or a person’s performance of a task, is used as a basis for improvement. Includes compliments, complaints, concerns, comments, or suggestions.

Any concerns, compliments, complaints, comments or suggestions about the service delivery methods, quality of services, the performance of a task are used as an improvement baseline for the organisation.

Complainant

This means a person who makes a complaint

11.4 Relevant Documents, Legislations, Regulations, and Standards

  • National Disability Insurance Scheme (Quality Indicators) Guidelines 2021
  • National Disability Insurance Scheme Act 2023
  • National Disability Insurance Scheme (Complaints Management and Resolution) Rules 2018
  • Effective Complaint Handling Guidelines for NDIS Providers
  • National Disability Strategy 2021-2031
  • Disability Services and Inclusion Act 2023
  • United Nations Convention on the Rights of Persons with Disabilities
  • United Nations Universal Declaration of Human Rights
  • Form02. Complaint Report Form
  • Form03. Improvement Report Form
  • Form12. Complaint Register

11.5 Policy & Procedure

11.5.1 Feedback and Complaint Policy

The Best practices and continuous improvements that are promoted by the management team create a supportive and respectful culture in Access Foundation Therapy Services that supports the workers, stakeholders, and participants to be open to make complaints and feedback and report any issues. In the performance assessment of the management team, this will be assessed and reviewed.

Access Foundation Therapy Services is committed to handling all complaints and feedback until it is resolved completely.

The information related to the complaints and feedback will be dealt with confidentially in a way those are discussed directly with involved people. If the consent has been provided, a third party would be able to lodge complaints and feedback on behalf of another person.

Tracking and analysing feedback and complaint data could identify any ongoing issue. As a part of the continuous improvement process, the feedback, complaints, and dispute resolution will be discussed in management team meetings regularly.

Information about this policy & Procedure will be shared with any participant or stakeholder wishing to lodge feedback.

11.5.2 Complaint Handling (Easy-To-Read Version)

Quality is about receiving good services that:
  • meet the needs of the participant
  • give people with disability choice and control.
We make sure our workers:
  • give good quality services and supports
  • keep people with disability safe

We protect any personal information people give us – we keep your information private.

You can complain about your services and supports when:
  • something has gone wrong
  • something is not working well
  • something has not been done the right way
  • something makes you unhappy
  • you have been treated badly.
What do we do about complaints?
  • we listen to complaints
  • help people fix their complaints
  • teach workers about the best ways to handle complaints.
How do you make a complaint to us?
  • You can call us OR email us
  • You can call us between 9 am and 5 pm, Monday to Friday.

11.5.3 Feedback and Complaint Management

In the worker’s induction, all workers will be trained in this policy & procedure to provide the stakeholders with the information related to the feedback, complaints, and compliments. For this purpose, the Worker handbook is also used.

Continuous improvement is an important part of the team meeting agenda covering workers and participant feedback and complaints. Complaints management is also on the management review meeting Agenda.

If requested by workers, this information will be provided to them and will be displayed in Access Foundation Therapy Services ’s premises at all times.

A variety of formats including an easy English version as well as translated versions of the information related to the feedback and complaints will be provided to stakeholders including workers and participants. Interpreters and referrals are available, too.

Workers will provide all participants, their families, and carers with information when they first access the service and, throughout service delivery, remind them of the policy and their right to make a complaint without fear of affecting their service.

All participants, their families and carers will be provided with the relevant policies & Procedures and their right to make complaints in the commencement of service as well as throughout the service delivery by Access Foundation Therapy Services workers. For this purpose, the Participant handbook is also used.

The roles and responsibilities of the workers when a complaint is received as well as their awareness of the policy & Procedure will be assessed in the performance reviews. If required, additional in-house training, on the job training and formal training will be provided. Managers and supervisors will be monitoring this.

The general principles guiding actions under the NDIS Act also describe the rights of people with disability to:

  • Realise their potential for physical, social, emotional, and intellectual development.
  • Be supported to participate in and contribute to social and economic life to the extent of their ability.
  • Be supported to exercise choices about taking reasonable risks in pursuit of their goals and the planning and delivery of their supports.
  • Be respected for their worth and dignity and to live free from abuse, neglect, and exploitation.
  • Be able to determine their own best interests, including the right to exercise choice and control to engage as equal partners in decisions that will affect their lives to the full extent of their capacity.
  • Have their privacy and dignity respected.
  • Have the role of families, carers and other significant persons in their lives acknowledged and respected.
  • Have access to advocates and supports which promote innovation, quality, continuous improvement, contemporary best practice, and effectiveness.

11.5.4 Feedback Management Process

Any stakeholder will be able to provide feedback at any time through:

  • Workers
  • Management team
  • Public email address
  • Mail
  • Phone contact

A Form03. Improvement Report will be completed by the receiving worker or the management team if the feedback is provided verbally.

Support and assistance (e.g., involvement of a support person, interpreter, or advocate) will be provided to people who should participate in the feedback mechanism if required.

11.5.5 Complaints Management Process

11.5.5.1 Receive and Record

For an easy resolution without recourse to the Procedure of complaint management, individuals are encouraged to contact by Access Foundation Therapy Services to lodge a complaint.

Access Foundation Therapy Services will handle all complaints until it is resolved completely.

The complaint could be made by individuals at any time to the NDIS Commission, the Health and Community Services Commissioner.

Individuals could use an advocate of their choice if they like to act on their behalf. The advocate could be a family member or friend or sourced from the National Disability Advocacy Program.

Workers will:
  • Listen – openly and nicely to the complaint and the raised issue.
  • Ask – what is the outcome that the complainant is seeking.
  • Inform – the complainant about the complaint process, timing, and realistic expectations.
  • Be accountable –show empathy toward the complainant or affected person and ensure that all commitments are made.
  • Assess – the situations that cause any danger or require any specialised response.

As the first step of complaint resolution, the management team will discuss the complaints with the other party involved in the complaint.

The complaint will be treated as a formal complaint if it cannot be resolved promptly within a proper timeframe. If the individuals are not aware of their rights, the workers should advise them on how to lodge a complaint and assist them properly if they wish.

A complainant needs to lodge a complaint using Form02. Complaint Report Form.

Formal complaints can be lodged:

  • either verbally or by sending a completed Form02. Complaint Report Form, in direct contact with a worker
  • by email
  • Face to face with workers or management team
  • by phone
  • in writing

Individuals could use an advocate of their choice if they like to act on their behalf. The advocate could be a family member or friend or sourced from the National Disability Advocacy Program.

The complaint will be referred to the Managing Director if it alleges an actual or possible criminal activity, abuse, or neglect. As per this policy & Procedure, the Managing Director will report the complaint to the NDIS and any other relevant authority for further investigation.

The management team will:
  • Record – all information that is relevant to the compliment or complaint, in its original and simplest form. Complaint records shall be kept for seven years from the day the record is made. Complaints are confidential.
  • Register – register the complaint on Form12. Complaint Register and any proposed actions to be taken.
  • Store and protect – for more security, the complaint reports would only be accessible to relevant people.
The management team will:
  • Acknowledge – complaints are received within two business days to create a confident and trustworthy relationship with the complainant.
  • Provide anonymity – If someone requested to be anonymous in their complaint application, their contact might not be accessible.
  • Seek desired outcomes – It is important to be realistic in handling complaints. It means if required, the case should be referred to a suitable organisation to handle.
  • Avoid conflict of interest – An independent investigator to the matter should be assigned, if necessary.
  • Provide timeframes and expectations to the complainant where possible.
11.5.5.2 Resolve

In resolving a complaint, Access Foundation Therapy Services will:

  • Involve the complainant –Informing them about the status of their complaint and discussing any miscommunicated information with them using Form03. Improvement Report Form
  • Request additional information – if required and limit the timing by applying a time frame.
  • Consider extensions – Only if there is any additional time required, with the provision of the explanation, communicate it to the complainant.
  • Record – all actions and feedback regarding the complaint investigation in Form03. Improvement Report Form
  • Focus – on the identified complaint matters only. A complaint is not an opportunity to review a whole case.

For investigation and resolution, the management team will refer the complaint to the Managing Director, if they cannot resolve it.

Investigation of complaints will not be conducted by a person about whom a complaint has been made. If required, the management team will determine the appropriate person to undertake the investigation.

The management team will determine the appropriate person for the complaint investigation.

11.5.6 Communicate Resolution

All complaints should be responded to by Access Foundation Therapy Services as soon as possible within 28 days from acknowledgment.

An update to the complainant is required within 28 days if the complaint cannot be resolved in full.

The date by which full response can be expected should be provided to the complainant. The response could be provided verbally in the first instance, but it shall be confirmed in writing.

Any misunderstanding regarding the complaint could be supported by someone from Access Foundation Therapy Services if required. (e.g., interpreters, referral to advocates, etc.).

Complaint resolution should include:

  • Acknowledgement – of how the person is affected by the situation and what is their expectation of quality service
  • Apology – In some cases can be a proper resolution or partial resolution to what people have suffered
  • Answers – The information needed for addressing people’s concern or an explanation of what is happened; and
  • Action – Agreement on actions that will make the concerns and service improvements

Options for actions responding to a complaint include but are not limited to:

  • explaining processes
  • rectifying an issue
  • providing an apology
  • ongoing monitoring of issues
  • training workers.

Also, the below actions can be done:

  • Before providing written advice, the outcome could be discussed verbally (if Possible), and further contact will be allowed after the receipt of the advice for conflict resolution.
  • At the completion stage of the complaint investigation, the further action available to the complainant should be recorded. Another possible action could be to escalate the situation with an external agency or further revision within the organisation.
  • Providing additional information that is not included in the first complaint as well as reviewing the soundness of the first investigation through further review.
  • Providing additional information that is not included in the first complaint as well as reviewing the soundness of the first investigation through further review.
  • Feedback from the complainant about the process should be sought.
11.5.7 Monitoring and Review

Complaint and Feedback monitoring and review are on the Management Review Meeting Agenda, which will be discussed in detail. Form25. Management Review Meeting Minutes is used for this purpose.

Following mechanisms would be followed by Access Foundation Therapy Services for measuring participants and stakeholders’ satisfaction:

  • to receive suggestions for improvement and assess whether the participants are aware of their rights, regular participant’s feedback will be obtained.
  • Management team meetings may involve participants and other stakeholder representatives The feedback, compliment and complaint system will be used to ensure continuous learning and accountability is in place by:
  • Identification of opportunities for improvement as a result of a complaint
  • Feedback analysis to monitor the service performance trends evaluation and identify improvement opportunities; and
  • Continuous improvement plan assists in how the outcome of feedback is communicated with stakeholders. Positive feedback will be recorded for well-done activities.

The risk assessment will be reviewed after any complaints.

Complaint records will be kept for 7 years from the day the record is made.

This Policy & Procedure will be reviewed annually.

11.5.8 Complaints Escalation and Dispute Resolution

In case, if Access Foundation Therapy Services could not satisfy the complainant, details of another agency will be provided to assist them in achieving the resolution.

All complaints, including the escalated complaints, will be tracked from the same kind of report and the same method of communication will be applied.

The participant can be made directly a complaint or feedback and send it to the NDIS Commission.

A complaint can be made to the NDIS Commission by:

  • Phoning: 1800 035 544 (free call from landlines) or TTY 133 677. Interpreters can be arranged.
  • National Relay Service and ask for 1800 035 544.
  • Completing a complaint contact form.

Incident Management Policy & Procedure

Human Resource Management Policy & Procedure

13.1 Purpose

Worker’s selection, recruitment, and management, is the purpose of this policy & Procedure to demonstrate Access Foundation Therapy Services ’s practices of effective, transparent and fair human resource management.

13.2 Scope

This document applies to:
  • All Access Foundation Therapy Services staff and workers, whether permanent or casual, contractors, volunteers, or business partners.
  • All participants and their families

13.3 Definitions

WORD/TERM DEFINITION
Act

This means the National Disability Insurance Scheme Act 2023

Engaged

A person is engaged, including volunteers, by an NDIS provider when both the involved person and the organisation have agreed that the person will provide supports or services for people with disability who receives funding under the NDIS or the Commonwealth Continuity of Support Programme relating to Specialist Disability Services for Older People.

NDIA

National Disability Insurance Agency, whose role is to implement the National Disability Insurance Scheme (NDIS).

NDIS

National Disability Insurance Scheme, which is a new way to support a better life for hundreds of thousands of Australians with a significant and permanent disability and their families and carers.

NDIS Commission

Means the National Disability Insurance Scheme Quality and Safeguards Commission.

NDIS provider

A person (other than the NDIA) who receives:

  • funding under the arrangements set out in Chapter 2 of the Act; or
  • NDIS amounts (other than as a participant); or

a person or entity who provides supports or services to people with a disability other than under the NDIS; and who are prescribed by the NDIS rules as an NDIS provider. See s 9 of the Act.

Participant

A person with a disability receives support or services from an NDIS provider. In this guide, we generally refer to NDIS participants.

13.4 Relevant Documents, Legislations, Regulations, and Standards

  • National Disability Insurance Scheme (Quality Indicators) Guidelines 2021
  • National Disability Insurance Scheme Act 2023
  • National Disability Strategy 2021-2031
  • United Nations Convention on the Rights of Persons with Disabilities
  • United Nations Universal Declaration of Human Rights
  • Fair Work Act 2009
  • Disability Discrimination Act 1992
  • Racial Discrimination Act 1975
  • Sex Discrimination Act 1984
  • Age Discrimination Act 2004
  • Workplace Gender Equality Act 2012
  • Disability Services and Inclusion Act 2023
  • Australian Human Rights Commission Act 1986
  • Australian Privacy Act
  • Form06. Worker Information Form
  • Form07. Job Description
  • Form08. Induction checklist
  • Form09. Training Matrix
  • Form10. Worker Performance Assessment
  • Form19. Privacy & Confidentiality Agreement
  • Form30. Minutes of Meeting

13.5 Policy & Procedure

13.5.1 Organisational Charts and Position Description

the Managing Director is responsible for ensuring that the Organisational charts and Form07. Job Description is developed, updated, and available for all positions which outline:

  • Required skills and knowledge for the role
  • Each role’s responsibilities
  • Limitations and scope of work
  • Any required training for the role

13.5.2 General Information

In Access Foundation Therapy Services, is committed to delivering high-quality services to its participants that support building and promoting a diverse and talented workforce.

Access Foundation Therapy Services is committed to employing sufficient numbers of workers to meet legislative, policy & procedure and service standards requirements by considering qualifications and experience.

13.5.3 Recruitment and Selection

Access Foundation Therapy Services workers will meet the minimum qualification requirements in place for the delivery of services to NDIS participants.

All staff are selected based upon their initial education or training, their experience, specific areas of expertise, general demeanour, and work ethic. Personnel employed, demonstrate that they have the competencies required for the position, as defined in the job description.

Workers shall be requested to complete a Form06. Worker Information Form and sign relevant Job Description and Workers Handbook.

Form19. Privacy & Confidentiality Agreement shall be signed by all workers to protect Access Foundation Therapy Services’s confidential information and practices.

13.5.4 Mandatory Checks

The below items are mandatory for all new workers, volunteers, agents, contractors, and subcontractors before start:

1. Provide 100 points of Identification

100 points proof of ID – consists of a combination of at least one primary identification document and one secondary identification document. Secondary identification documents must include your full name, and your photograph or signature.

Primary identification documents (70 points each) include:

  • Current AHRPA Registration
  • Birth Certificate
  • Citizenship Certificate
  • Current Passport
  • Expired passport that was not cancelled and was current within the preceding two years

Secondary identification documents (40 points each) include:

  • Australian Drivers Licence
  • Identification card for an Australian public employee
  • Identification card issued by the Commonwealth, a State or Territory as evidence of entitlement to a financial benefit
  • State or Territory issued personal identification card
  • Student card issued by an Australian tertiary education institution
2 Make sure that personnel have the Right to Work in Australia
  • Citizens must provide evidence of citizenship in the form of a birth certificate, citizenship certificate or passport.
  • Non-citizens must provide a copy of their passport or ImmiCard.
3 Workers Screening

Who needs to be screened?

Registered NDIS providers in all states and territories (except for Western Australia) have responsibilities and obligations about screening their workers under the NDIS Commission. These are set out in the NDIS (Practice Standards – Worker Screening) Rules 2018. As per this rule, all staff working in the risk assessed roles should undergo an NDIS Workers Screening Check. The Worker Screening unit in each state is as of the following:

  • Australian Capital Territory: Access Canberra
  • New South Wales: Office of the Children’s Guardian
  • Northern Territory: NT Police, Fire and Emergency Services
  • Queensland: Department of Seniors, Disability Services and Aboriginal and Torres Strait Islander Partnerships
  • South Australia: Department of Human Services
  • Tasmania: Consumer, Building and Occupational Services
  • Victoria: Department of Justice and Community Safety
  • Western Australia: Department of Communities
Identifying Risk Assessed Role:

Based on the information provided by the NDIS Commission, the risk assessed role is one that:

  • is a key personnel role of a person or an entity as defined in s 11A of the National Disability Insurance Scheme Act 2023 (for example, a CEO or a Board Member)
  • involves the direct delivery of specified supports or services to a person with a disability
  • is likely to require ‘more than incidental contact with people with disability, which includes:
    • physically touching a person with a disability; or
    • building a rapport with a person with a disability as an integral and ordinary part of the performance of normal duties; or
    • having contact with multiple people with disability as part of the direct delivery of a specialist disability support or service or in a specialist disability accommodation setting.

Any person in the organisation who will require more than incidental contact with a person with a disability including physical contact, Face to Face contact, oral, written and/ or electronic communication.

For those staff who are not engaged in a risk-assessed role, the NDIS Provider does not have to have the NDIS Workers Screening Clearance or the acceptable checks under a transitional and special arrangement.

Record-Keeping Requirements:

As per the NDIS (Practice Standards – Worker Screening) Rules 2018, a list of Risk Assessed roles using Form61. Risk Assessed Role Register should be kept by an NDIS Registered Provider. This list must include the following information for each risk assessed role and be kept in the organisation for at least 7 years:

  • the title or other organisational identifier for the role
  • the paragraph or paragraphs of the definition of risk assessed role (as contained in the National Disability Insurance Scheme (Practice Standards—Worker Screening) Rules 2018) that applies to the role
  • a description of the role
  • the date the role was assessed as being a risk assessed role
  • the name and title of the person who made the assessment

A list of the workers who are engaged in a risk-assessed role should be maintained using Form09. Training Matrix containing the following information:

  • full name, date of birth and address
  • risk assessed role or roles in which the person engages
  • if the worker may engage in a risk-assessed role without an NDIS worker screening clearance:
    • the basis on which they may do so (refer to sections below regarding the exceptions to the requirement for a worker to have an NDIS worker screening clearance)
    • starts and end date of the period of the exception that allows them to work in a risk engaged role
    • name of the person who supervises the worker during this period (if supervision is required)
  • if the worker may only engage in a risk-assessed role with an NDIS worker screening clearance the following detail, should be captured on Form09. Training Matrix:
    • their NDIS Worker Screening Check application reference number
    • NDIS Worker Screening check number
    • The expiry date of the NDIS Worker Screening Check outcome
    • whether their clearance is subject to any suspension or revocation, or any other decision which has the effect that the registered NDIS provider may not allow the worker to engage in a risk-assessed role, and the nature of any such decision (for example, interim bar, suspension, exclusion)
  • records relating to any interim bar, suspension, exclusion, or any action taken by the provider about these kinds of decisions about any worker
  • allegations of misconduct against a worker with an NDIS worker screening clearance and action taken by the registered NDIS provider in response, including any investigation.
4 Qualifications and/ or Experience
  • Verification Module - Required Documentation
  • For Western Australia: Provider registration guide to suitability WA November 2019 Workers shall provide a scanned copy of the original qualifications if it is a mandatory requirement of the role.
5 Worker orientation program

Provide the certificate of completion of the NDIS worker orientation program (mandatory training). You can find it here

6 Insurance (If applicable)

Personal accident insurance or worker's compensation insurance where a provider has staff. A certificate of currency for current insurance that meets the minimum level of cover commensurate to the scope of the provider.

The management team are responsible for:

  • Ensuring that a before engagement screening is done for all relevant workers, volunteers, agents, contractors
  • tracking all screening clearances status of workers.

In addition to the Mandatory Checks, the identity (through photo identification) and qualification (through sighting a copy) of all prospective workers will be confirmed by the management team.

13.5.5 Induction

All workers will undertake a comprehensive induction process using Form08. Induction checklist before engaging with participants.

For each worker, the following details are recorded and kept up to date:

  • a) their contact details.
  • b) details of their secondary employment (if any).

13.5.6 Training and Development

Records of induction, mandatory checks training and organisational and professional development provided to all workers will be kept on each worker’s record and on Training Matrix Form09. Training Matrix.

First Aid Training, Disability and Individual Support related training are beneficial.

Workers with capabilities that are relevant to assisting in the response to an emergency or disaster (such as contingency planning or infection prevention or control) are identified in Form82. Emergency and Disaster Management Plans

Infection prevention and control training, including refresher training, is undertaken by all workers involved in providing support to participants and All training shall be recorded in Form09. Training Matrix form.

Training requirements shall be identified by reference to position description which shall outline skills and competency requirements. All training shall be recorded in Form09. Training Matrix form.

The workers will be notified by the management team to complete their refresher training in these areas annually and keep track of the workers training currency through Form09. Training Matrix form.

Training will be provided by the Annual Training Schedule, maintained by the management team.

Plans are in place to identify, source and induct a workforce if workforce disruptions occur in an emergency or disaster.

13.5.7 Other Training and Development

An ongoing opportunity for training and development of workers will be provided by Access Foundation Therapy Services that enhance and extend their capabilities as well as providing them with the chance of advancement in their organisation.

Every worker and management team member would be able to have the opportunity to participate in training and development activities.

On-the-job training, internal or external courses, support for research and fieldwork, conference and seminar attendance, networking and mentoring programs are available to workers as a part of training and development methods.

Performance Reviews will motivate workers to play an active role in their ongoing improvement by identifying their training and development needs in consultation with their manager.

Any such team meetings or training sessions need to be documented on the Form30. Minutes Of Meeting to show evidence and for each attendee to sign off on their understanding and attendance.

If a manager decides that any skill and/or qualification is needed for a worker to carry out their duties, the management team in consultation with the workers will decide about the costs incurred. If a worker believes that they need a particular skill set for performing their routine duties, they should discuss this with their manager or supervisor. In this case, the management team will decide, in consultation with the worker, whether the worker needs any training and who will pay the cost.

By considering the needs and skills of workers, Access Foundation Therapy Services will provide fair access to development and training opportunities for all workers

13.5.8 Performance Reviews and Management

A performance review will be conducted for all Workers using Form10. Worker Performance Assessment either annually or when required to assess their capability in performing their role as well as understanding and implementing organizational policies and procedures.

The supervisor will review the workers’ performance for the past year before the interview.

A support person or senior manager could be requested during the interview by either party.

A Form10. Worker Performance Assessment will be completed by a supervisor.

A copy of the performance review of the workers including all documentation shall be kept on the worker’s records for all workers.

13.5.9 Termination of Employment

If workers choose to end their employment shall inform the organisation at least four weeks before their leave. This notice shall be in writing.

During the notice period, Access Foundation Therapy Services has the discretion to pay the worker to have them working during this period.

Within 28 days after the end of the worker’s employment with the organization, Access Foundation Therapy Services shall ensure all salary and entitlements are paid to them.

13.5.10 Disciplinary Action

Workers may face disciplinary action if they do not have satisfactory performance, engage in misconduct or do not abide by Access Foundation Therapy Services’s policies and procedures.

As soon as a problem arises, the supervisory and management team are responsible for identifying it and taking immediate action. Any records related to the advisory and performance-related discussions shall be kept on workers records.

The principles of natural justice shall be followed in all processes. This means the workers’ point of view shall be stated before taking any action and managers should not act biased.

If any misconduct happened by any worker, they shall be dismissed immediately. Misconduct can include theft, assault, and fraud. A high level of evidence shall support such actions.

Some other misconducts that may result in disciplinary action are:

  • Not complying with Access Foundation Therapy Services’s policies and procedures,
  • Preventing other workers from doing their duties.

The worker shall be advised if any misconduct or unsatisfactory performance is identified by the supervisor.

Standard of the worker’s performance is required to improve by training. Within a reasonable timeframe, the worker should be provided with an opportunity to improve their performance.

The Form03. Improvement Report Form shall be submitted to the Managing Director by the supervisor. The worker should be notified before writing the report and provided with a copy.

13.5.11 Dismissal

Access Foundation Therapy Services shall comply with all State and Federal legislation and the worker’s Employment Contract about disciplinary action and employment termination

Access Foundation Therapy Services shall ensure:

  • dismissal is not for an unfair reason
  • Workers have an opportunity to respond to the reasons for dismissal
  • compensation and appropriate workers notice will be given to the workers.

Workers may be dismissed based on:

  • their conduct, capacity, or performance
  • operational requirements, e.g., the position is no longer required; or
  • other reasons sufficient to justify termination

13.5.12 Workers management and retention

It is the management team’s responsibility to ensure teamwork is promoted in the organization environment and structure and motivates workers to take responsibility.

Regular team meetings are conducted, and workers are expected to attend where access to information sharing, training, development, and debrief opportunities are granted.

A mentoring session with every worker’s immediate supervision will be offered if required.

Worker’s recognition and reward system will be developed by the Managing Director.

Workers will wear a uniform or ID tag/badge to ensure participants can easily recognise them

Continuity of Supports Policy & Procedure

14.1 Purpose

The purpose of this document is to ensure that appropriate support is provided to the participants without interruption and promptly. The ways that support is provided to the participants in the worker’s absence is also defined in this policy and procedure.

14.2 Scope

This document applies to:
  • All Access Foundation Therapy Services staff and workers, whether permanent or casual, contractors, volunteers, or business partners.
  • All participants receiving services and supports.

14.3 Relevant Documents, Legislations, Regulations, and Standards

  • National Disability Insurance Scheme (Quality Indicators) Guidelines 2021
  • National Disability Insurance Scheme Act 2023
  • National Disability Strategy 2021-2031
  • United Nations Convention on the Rights of Persons with Disabilities
  • United Nations Universal Declaration of Human Rights
  • Disability Services and Inclusion Act 2023
  • Form28. Delegations of Authority Register
  • Form27. Initial Assessment and Support Plan
  • Form60. Rostering Schedule.
  • Form26. Goal Plan for Participant
  • Form20. Participant Intake Form

14.4 Definitions

N/A

14.5 Policy & Procedure

Access Foundation Therapy Services ‘s services and supports are tailored for every participant.

Access Foundation Therapy Services ‘s day-to-day operations are managed efficiently and effectively to avoid disruption and ensure continuity of support. Form27. Initial Assessment and Support Plan is used for this purpose to identify daily activities and the supports required. The Operations Manager will ensure to provide all staff with their rosters through Form60. Rostering Schedule

In case of any changes to the scheduled service, the participant would be notified to seek approval.

During the period of service agreement, Access Foundation Therapy Services will ensure that there is no interruption in the provided services by using Form60. Rostering Schedule. Where changes or interruptions are unavoidable, alternative arrangements are explained and agreed upon with the participant. The Operations Manager will Manager contacts the participant to:

  • Seek participant’s agreement and ensure that they are entirely aware of the changes
  • Explain alternative arrangements to the participant.

When a Support worker is absent, or a vacancy becomes available then Operations Manager will:

  • Contact a Support Partner with a suitable replacement such as a Support Partner with the relevant qualifications or language requirement.
  • Where possible, provide a Support Partners who has worked with the participant previously and is aware of the participant’s preferences and needs.
  • Where possible, advise the participants of replacement person and gather feedback on the replacement Support Partners.
  • Replacement Support Partners will be sensitive to participants’ requirements and ensure that care is consistent with the participant’s expressed preferences.
  • Form28. Delegations of Responsibility and Authority Register and Form86. Delegation of Authority Declaration form is used for this purpose.

Support workers who are unable to work are required to contact the Manager. If there is an intended absence (such as vacation or appointment), then the Support workers must inform the Manager at the earliest opportunity, to allow time to prepare the participant.

All workers will be provided with the participant’s preferences before the support initiation.

A commitment to managing daily operations efficiently will be provided to ensure continuous support and minimum disruptions.

Where applicable, disaster preparedness and planning measures are in place to enable the continuation of critical supports before, during and after a disaster. In case of a critical situation, if any of the workers are not available, the management will assign some other workers with the same qualification according to Form28. Delegations of Responsibility and Authority Register.

Once in a month back up of the information of such computing devices needs is taken

Our website is available to the general public. Before modification or updating of matters on our website, all updating is reviewed and approved by Managing Director. Also, the website is protected by passwords and integrity is ensured.

Precautions are taken to prevent and detect the introduction of malicious software and information processing facilities that are vulnerable due to computer viruses, network worms etc. We are using the latest version of anti-virus software and all the latest definitions are updated timely on all the machines and necessary settings are done to update the same.

It is the management team’s responsibility to ensure that the Emergency response plan is reviewed and updated every year.

Support workers will receive a copy of Form27. Initial Assessment and Support Plan, Form26. Goal Plan for Participant and Form20. Participant Intake Form upon receiving consent from participant to know about each client’s preferences.

Alternative arrangements for the continuity of support for each participant, where changes or interruptions are unavoidable, are:

  • explained and agreed with them; and
  • delivered in a way that is appropriate to their needs, preferences, and goals.

Entitled Person not Responding

15.1 Purpose

The purpose of this policy & procedure is to provide guidance to workers when the participant/family member does not respond to the phone, doorbell or knock on the door at a time when the participant had a rostered support booked. This policy is in place to ensure the safety and well-being of participants in the event they and/or their family are absent from their home or not responding when we make a scheduled visit.

15.2 Scope

This document applies to:
  • All Access Foundation Therapy Services staff and workers, whether permanent or casual, contractors, volunteers, or business partners.
  • All participants receiving services and supports

15.3 Policy

Access Foundation Therapy Services has the duty of care in relation to taking appropriate and timely action when a participant does not respond to a scheduled visit. Access Foundation Therapy Services seeks to reduce the risk of an adverse event by seeking earliest discovery of a mishap and ensuring that all attempts have been made to ensure the participant is safe and well prior to leaving the house. Each family is made aware of the cancellation policy and how cancellation charges are allocated is contained in the Form21. Service Agreement

15.4 Procedure

Visiting workers and their supervisor use their understanding of each family when they implement the procedure.

1. Upon arrival at a participant’s home:
  • Workers knock on the door/ring the doorbell.
  • If there is no answer, try again and wait. (The participant may have fallen, been injured, or become ill and still be in the home)
2. If there is still no response, follow these steps:
  • Confirm if the family vehicle is present.
  • Call the contact telephone number for the family/carer to determine if they are at home or away from home.
3. If telephone is answered:
  • Worker to find out whether participant requires the service at that time.
4. If telephone is not answered:
  • Call the supervisor and advise them of the situation.
  • Wait a further 10 minutes to see if the participant or family arrive home.
  • Leave a note advising the participant/family/carer of the time you arrived and request they contact your supervisor immediately.
  • Contact the supervisor and advise them of the situation and that you are leaving the premises.
  • The supervisor will continue to try to contact the participant/family/carer to make sure everything is alright.
5. If contact is made:
  • The supervisor will check if the participant/family/carer was aware of the scheduled visit and a fee may be charged. They will also advise them of the cancellation process.
6. If the supervisor cannot contact the participant/family/carer within a reasonable amount of time:
  • They will contact a second listed contact person for the participant. If the supervisor is still unable to establish contact:
  • Police may be contacted. The worker and the supervisor will document the situation and the actions taken to contact the participant/family/carer. This information will be maintained on the participant’s file. Supervisors are responsible for ensuring all alternative contacts for each of their participants are current and correct.

Access to Supports Policy & Procedure

16.1 Purpose

The purpose of this document is to ensure that each participant accesses the most appropriate support that meets their needs, goals, and preferences. In addition, exit and entry requirements are described in this policy to define the rights and responsibilities of both participants and providers.

16.2 Scope

This document applies to:
  • All Access Foundation Therapy Services staff and workers, whether permanent or casual, contractors, volunteers, or business partners.
  • All participants and their families

16.3 Relevant Documents, Legislations, Regulations, and Standards

  • National Disability Insurance Scheme (Quality Indicators) Guidelines 2021
  • National Disability Insurance Scheme Act 2023
  • National Disability Strategy 2021-2031
  • Disability Services and Inclusion Act 2023
  • United Nations Convention on the Rights of Persons with Disabilities
  • United Nations Universal Declaration of Human Rights
  • Form20. Participant Intake Form
  • Form22. Service Agreement
  • Form 13. Advocate Nomination Form (if applicable)
  • Form23. Transition Plan (if applicable)
  • Participant Handbook
  • Form21. Participant Exit Form
  • Form44. Referral Form
  • Form66. SIL Service Agreement in Group Home

16.4 Definitions

N/A

16.5 Policy & Procedures

16.5.1 Entry to Services

Eligibility criteria apply to the participants who wish to select Access Foundation Therapy Services as their service provider:

  • An NDIS Approved Plan is required: Requirements of the provider will be discussed, and available skills of workers will be assessed; then the service will be started upon participants approval
  • Participants who wish to stop their services, can either inform us verbally or in writing. Access Foundation Therapy Services will be so flexible with the service provision.
  • All following information will be provided to the participant in a way that the participant understands like in another language, easy English, or detailed explanation:
  • Phone Contact
  • Intake Process
  • Initial assessment and support plan
  • Risk assessment
  • Participants’ consent and acceptance

Participants may be interviewed, and information included in the participant’s NDIS plan will be considered in the interview.

in case Access Foundation Therapy Services cannot provide support in a specific area, the participant may receive a referral to another provider with better-suited capabilities. to facilitate this, the management team must use Form44. Referral Form.

After a reasonable timeframe of the intake interview, the management team will inform the participant about the outcome of their interview

If the participant is accepted, the process of intake will be started.

Before starting, the participant shall complete and sign the below documents:

  • Form20. Participant Intake Form
  • Form22. Service Agreement
  • Form 13. Advocate Nomination Form (if applicable)
  • Form23. Transition Plan (if applicable)
  • Form66. SIL Service Agreement (if applicable)
  • Participant Handbook

An initial assessment will be done by the management team using Form 27. Initial Assessment and Support Plan and Form 26. Goal Plan for Participant to identify participant’s needs and associated risks. In collaboration with each participant, a risk assessment is completed and documented for each participant’s support plan, then appropriate strategies to treat known risks are planned and implemented. Also, periodic reviews of the effectiveness of risk management strategies are undertaken with each participant to ensure risks are being adequately addressed, and changes are made when required.

16.5.2 Service Refusal

The management team will provide the participant with a clear reason based on their skills, resources, or capacity.

There may be reasons for refusing the service provider as follows:

  • Capacity of Access Foundation Therapy Services doesn’t allow to receive a new participant
  • There are not enough resources to provide the support service.

16.5.3 Waiting List processes

Access Foundation Therapy Services’s staff and workers will provide an update on the person’s status in the waiting list as follows:

  • An estimation of the wait time will be provided
  • Double check if they are still planning to wait in the list
  • Provide them with an update on their status on the waiting list

16.5.4 Service environment

It is the participant’s right to receive services in a clean, hygienic, safe and secure environment with the implementation of the following measure by Access Foundation Therapy Services:

  • Risk management policy & procedure
  • Incident management policy & procedure
  • Feedback and Complaint management policy & procedure
  • Quality Management policy & procedure

Reasonable adjustments to the support delivery environment are made and monitored to ensure it is fit for purpose and each participant’s health, privacy, dignity, quality of life and independence is supported.

16.5.5 Cancellation Policy

Access Foundation Therapy Services will make all the efforts to provide the agreed services to the participants. Access Foundation Therapy Services will help participants to get the services that support them in the path to achieve their goals and targets.

Access Foundation Therapy Services will try to minimise the cancellation of scheduled services.

Access Foundation Therapy Services shall be notified of cancellation 48 hours before the scheduled service.

If a service is cancelled after trading hours on the day before the service delivery day, or if the participant is not present on the service day, a fee will be claimed from your NDIS plan.

The participant will be charged up to 100% in case of cancellation of scheduled service and this can happen unlimited time (anonymously).

A service could be cancelled by a call or email to the office.

16.5.6 Service Withdrawal

Participants shall contact Access Foundation Therapy Services in the case they have changed their mind but if there is not any capacity left, they will be placed on the waiting list.

Matters that may lead to the withdrawal of the service will be reviewed regularly to prevent any recurrence.

16.5.7 Service Termination (Exit from Services)

The Managing Director of Access Foundation Therapy Services will discuss the rights and responsibilities of the participants with them upon the entry process. In the process of induction, the participant will be informed about the reasons for service termination as of the Exit from Services plan using Form21. Participant Exit Form.

Access to support required by the participant will not be withdrawn or denied solely based on the dignity of risk choice that has been made by the participant.

Under some specific circumstances as follows, Access Foundation Therapy Services only terminate a participant’s services when

  • Participant is not able to meet the requirements of the agreed goals and targets
  • Participant may cause harm to the workers, staff, and other participants
  • If the service delivery fee is not paid continuously.
  • financial requirements are not being met
  • The support needs of the participant are changed and are not in Access Foundation Therapy Services scope of service

Consultation and discussion with the participant and their supporters will be held before service termination to consult the participant and implement strategies to meet irreconcilable issues.

Access Foundation Therapy Services will provide the person with referrals and alternative options if they refused to use the services or if Access Foundation Therapy Services terminated their services.

16.5.8 Participant Requested Termination

Exit planning will be defined in collaboration with other service providers to meet people’s needs and expectations

It is the participant’s right to end services at any time

A fair and transparent procedure will be followed to protect participants’ rights as well as the safety and integrity of Access Foundation Therapy Services services.

The management team will ensure that all staff and workers have the knowledge about the requirements of this Policy & procedure and have enough skills, knowledge, and ability to meet the requirements.

Participants may end service with Access Foundation Therapy Services under the following reasons:

  • Participant has moved to an area outside of Access Foundation Therapy Services service area
  • They wish to transfer to another service provider
  • The participant death during the service provision period

Access Foundation Therapy Services will accept and learn from the participant who wishes to end the service

Participants might accept to be interviewed upon their exit

participants have this right to cancel their services at all times and they would be able to use the Access Foundation Therapy Services’s services in future.

16.5.9 Service Re-entry

There is still the option of re-entry within a month for participants who have chosen to exit Access Foundation Therapy Services without following the formal intake process if resources are still available.

Participants who change their minds to get back to the service after the cooling-off period would need to undertake all entry assessments.

16.5.10 Files and Documentation

All information and document related to the participant who has chosen to exit the organisation will remain the property of Access Foundation Therapy Services. The records will be kept. In the process of intake or service provision, Access Foundation Therapy Services might receive documents from other service providers which will be returned to the participant or the service provider.

Privacy and Confidentiality policy will be followed for retaining and storing all information related to the participant.

Support Planning Policy & Procedure

17.1 Purpose

The purpose of this document is to ensure that each participant is actively involved in the development of their support plans. Support plans reflect participant needs, requirements, preferences, strengths, and goals, and are regularly reviewed.

17.2 Scope

This document applies to:
  • All Access Foundation Therapy Services staff and workers, whether permanent or casual, contractors, volunteers, or business partners.
  • All participants and their families

17.3 Relevant Documents, Legislations, Regulations, and Standards

  • National Disability Insurance Scheme (Quality Indicators) Guidelines 2021
  • National Disability Insurance Scheme Act 2023
  • National Disability Strategy 2021-2031
  • Disability Services and Inclusion Act 2023
  • United Nations Convention on the Rights of Persons with Disabilities
  • United Nations Universal Declaration of Human Rights
  • Form 27. Initial Assessment and Support Plan
  • Form60. Rostering Schedule
  • Form36. Client Money and Property consent
  • Form76. Table of Event
  • Form26. Goal Plan for Participant

17.4 Definitions

N/A

17.5 Policy & Procedure

17.5.1 Managing Support Plan

A person-centred approach is promoted in Access Foundation Therapy Services to give this opportunity to the individual to direct their service and keep connected with the participants. For this purpose, Form 27. An initial Assessment and Support Plan will be used.

With each participant’s consent, work is undertaken with the participant and their support network to enable the effective assessment and to develop a support plan.

Appropriate information and access are sought from a range of resources to ensure the participant’s needs, support requirements, preferences, strengths, and goals are included in the assessment and the support plan.

Participants are always at the centre of the decision-making process for all aspects of their life in a way to be able to participate in the community to follow their goals and interests. For this purpose, Form26. Goal Plan for Participant will be used.

Participants’ needs and goals will be met with the support of Access Foundation Therapy Services staff and workers to develop their independence, problem-solving and self-caring skills.

Participants’ sexual orientation, religion and culture will be respected by workers and staff of Access Foundation Therapy Services.

Each support plan is reviewed regularly. It depends on Participant’s plan duration. It can be every 3 months or 6 months or annually or earlier in collaboration with each participant, according to their changing needs or circumstances. Progress in meeting desired outcomes and goals is assessed at a frequency relevant and proportionate to risks, the participant’s functionality, and their wishes.

Where progress is different from expected outcomes and goals, work is done with the participant to change and update the support plan.

Any change in the goals and expectations of the participant that is outside of service scope will be assessed based on the resources of Access Foundation Therapy Services and the participant will be notified of the outcome of the assessment.

For maintaining and strengthening the connection of Aboriginal and Torres Strait Islanders, as well as people with CALD backgrounds to their community, Access Foundation Therapy Services, will commit to supporting them by linking them to their local communities, if possible.

17.5.2 Risk assessment for Each Participant

In the process of Risk management in the organisation, communication between staff, workers, participants and their families, carers or advocates play a vital role. Conflicts or complaints could be managed by risk assessment.

In collaboration with each participant, a risk assessment is completed and documented for each participant’s support plan, then appropriate strategies to treat known risks are planned and implemented using Form 27. Initial Assessment and Support Plan.

Periodic reviews (at least annually) of the effectiveness of risk management strategies are undertaken with each participant to ensure risks are being adequately addressed, and changes are made when required.

Risk assessments include the following:

  • consideration of the degree to which participants rely on the provider’s services to meet their daily living needs.
  • the extent to which the health and safety of participants would be affected if those services were disrupted.

17.5.3 Participant Dependency and Health-Safety Risk Assessment

The dependency of participants is in place to evaluate the associated health and safety risks. The purpose of this table is to provide a structured approach to understanding and managing the needs and potential risks faced by participants to ensure their well-being and safety throughout the duration of the supports scheduled to ensure proactive arrangements are in place.

Steps to Use the Extended Table:

  • Assessment: Evaluate both the level of reliance on your services and the potential impact on health and safety for each participant.
  • Categorisation: Assign the appropriate risk level based on the combined assessment of reliance and health-safety impact.
  • Mitigation: Develop strategies and contingency plans that address not only the level of reliance but also the specific health and safety concerns identified for each risk level.
  • Regular Review: Continuously review and update the risk assessment and mitigation strategies, considering any changes in participants' needs and potential risks.
  • Communication: Ensure that all stakeholders, including participants, families, and your team, understand the dual assessment of reliance and health-safety impact, as well as the corresponding mitigation plans.
  • Emergency Planning: For participants with higher risk levels, develop emergency plans that outline steps to be taken in case of service disruptions or unexpected events.

By considering both the participants' level of reliance on the services and the potential consequences for their health and safety in case of disruptions, Access Foundation Therapy Services creates a more comprehensive risk assessment framework that prioritises their well-being.

Therefore, prioritising the health and safety of participants is a fundamental responsibility that promotes their well-being, respects their rights, and contributes to the overall success and sustainability of various activities and endeavours, and ultimately, the level of support the provider is required to provide the participant during their care this is reflected to be captured on Form33. Participant Disaster and Risk Assessment and prompted on Form27. Initial Assessment and Support Plan

Risk Level Description Criteria Impact on Health-Safety
Low Participants have a low reliance on provider services to meet daily living needs. Participants can independently perform most daily living activities without assistance. Any disruptions in services would have minimal impact on their overall well-being. Disruptions in services would have minimal impact on participants' health and safety, as they can manage most activities independently.
Moderate Participants have a moderate reliance on provider services for certain daily living needs. Participants can perform some daily activities independently but rely on the provider for specific tasks such as transportation, meal preparation, or medication management. A disruption in services could moderately affect their overall well-being. Disruptions in services could moderately impact participants' health and safety, particularly for tasks they rely on the provider to assist with.
High Participants have a high reliance on provider services to meet essential daily living needs. Participants require significant assistance from the provider for activities of daily living, including personal care, mobility, meal preparation, and medication management. A disruption in services would have a significant impact on their overall well-being and quality of life. Disruptions in services would significantly impact participants' health and safety, as they rely heavily on the provider for essential tasks. There could be risks related to personal care, medical needs, and more.
Critical Participants have a critical reliance on provider services for all daily living needs. Participants are entirely dependent on the provider for all activities of daily living, including personal care, mobility, communication, medical support, and more. Any disruption in services would pose a severe and immediate threat to their health and well-being. Disruptions in services would pose a critical threat to participants' health and safety. Their complete dependency on the provider means that any interruption could lead to life-threatening situations.

17.5.4 Communication

Where appropriate, and with the consent of the participant, information on the support plan is communicated to family members, carers, other providers, and relevant government agencies using Form18. Participant Information Consent Form and Form36. Client Money and Property consent where clients are deemed incapable of managing their money and property. The communication can be undertaken via meetings or emails.

Access Foundation Therapy Services has defined some principles for communication between Managers, staff and workers, participants and their families as follows:

  • Provide reasons for activities, changes, and any modifications
  • Listen to people and consult them
  • Communicate openly and directly with people
  • Seek feedback regularly and provide feedback if required
  • People should be trained to ask for more clarification if required
  • People should be responsible for their activities
  • Everyone should act respectfully with staff, workers, and participants as well as their family
  • Define what kind of information shall be kept confidential or private and under which circumstances they could be shared.

Feedback mechanisms and complaint management system of Access Foundation Therapy Services will enhance the process of identification and improvement of communication practices problems.

Internal communication between workers and staff are undertaken via emails and meetings.

Relevant information regarding policies and procedures will be communicated to the participants via the Participant Handbook.

An effective communication method between Access Foundation Therapy Services and the participant is required for the provision of a high-quality service, so that requires Access Foundation Therapy Services to organise interpreter services that meet the participants’ needs upon their request. This request is indicated on Form20. Participant Intake Form.

An accredited interpreter will be arranged by Access Foundation Therapy Services if the participant is not able to communicate in English to make the communication related to the services easier for the participant.

At each new support provision appointment, the worker will ask the participant whether everything is communicated and confirm the necessity to have an interpreter in place.

If there is a matter to be dealt with in a restricted period, the participants’ families will assist with the communication. However, the providers shall make the best efforts to provide the participants with interpreters as soon as possible.

Everyone acting as an interpreter shall be over 18 years of age.

In the following areas the participants need to have access to the information related to them in their language:

  • Rights and responsibilities of the participants
  • Making decisions that may affect participants life
  • Giving consent for treatment, the release of information and guardianship matters

Participants may request their preferred interpreters however if the interpreter is not a professional qualified interpreter, they can interpret basic information.

Each participant’s support plan is:

  • provided to them in the language, mode of communication and terms they are most likely to understand; and
  • readily accessible by them and by workers providing support to them.

Each participant’s support plan is communicated, where appropriate and with their consent, to their support network, other providers, and relevant government agencies.

Each participant’s support plan includes arrangements, where required, for proactive support for preventative health measures, including support to access recommended vaccinations, dental check-ups, comprehensive health assessments and allied health services.

Each participant’s support plan:

  • anticipates and incorporates responses to individual, provider and community emergencies and disasters to ensure their safety, health, and wellbeing; and
  • is understood by each worker supporting them.

17.5.5 Support Plan Delivery and Review

Negotiate the specific days for services or support and document these in the Support plan.

(Where possible) agree upon time ranges for the services to build a level of flexibility into the service roster. (e.g., Start time of between 1 and 1:30 pm and 1hr of Domestic assistance).

(If not yet finalised) negotiate service fees and record these in the participant Service Agreement and on the Support Plan.

Ask the participant to sign the Support Plan to acknowledge their agreement with it.

Agree on the criteria to evaluate the effectiveness of Access Foundation Therapy Services responses and document this in the Support Plan.

Ensure all involved stakeholders have copies of the agreed Support Plan.

Explain to the participant that the Manager will monitor the progress of the Support Pan, but the participant may also request a review of the Plan at any time.

Provide a copy of Form76. Table of Events to the staff and display it in a communal area at the start of every week.

17.5.6 Group & Centre Based Activity Planning

Form101. Group & Centre based activities agenda has been created for the ease of providers when creating an agenda for a group of participants to attend a planned trip.

Service Agreements with Participants Policy & Procedure

18.1 Purpose

The purpose of this document is to ensure that each participant has a clear understanding of the supports they have chosen and how they will be provided.

18.2 Scope

This document applies to:
  • All Access Foundation Therapy Services staff and workers, whether permanent or casual, contractors, volunteers, or business partners.
  • All participants receiving services and support.

18.3 Definitions

N/A

18.4 Relevant Documents, Legislations, Regulations, and Standards

  • National Disability Insurance Scheme (Quality Indicators) Guidelines 2021
  • National Disability Insurance Scheme Act 2023
  • National Disability Strategy 2021-2031
  • Disability Services and Inclusion Act 2023
  • United Nations Convention on the Rights of Persons with Disabilities
  • United Nations Universal Declaration of Human Rights
  • Form22. Service Agreement

18.5 Policy & Procedure

18.5.1 Service Agreements Requirements

The service agreement using Form22. Service Agreement is to be completed individually by the participant relating to the person’s NDIS plan.

A service agreement will be developed with participants’ collaboration outlining the following items:

  • What kind of support will be provided to the participant?
  • What is the support duration?
  • How the upcoming problems will be dealt and how the participant will be included?
  • What are the responsibilities of both parties?
  • What kind of notice is required to be provided by both parties for changing and ending this agreement?
  • The location and time of the service provision?
  • How the services will be provided?
  • How much is the service fee for support provision?

Participants who are subject to section 73G of the NDIS Act will be registered on Form56. High-Risk Participant Register and some Specific support workers will be delegated to them who are registered on this form. The level of risk for each participant will be determined using the consequence rating table from the participant risk assessment. The plan to communicate with each participant who is either identified as a low, medium, or high risk is as of the following table:

Participant Risk Level Communication with the Participant
Feedback In-person Welfare
Check (Minimum)
Welfare Check via
Phone
Low Risk Quarterly survey 3 months to 4 months Monthly
Medium Risk Quarterly survey 1 month to 3 months Fortnightly
High Risk Quarterly survey 2 weeks to 1 month Weekly

For more information related to levels of risk, please refer to Form33. Participant Disaster and Risk Assessment .

Both parties will ensure that they have a set of agreed expectations and goals of what support and how they will be delivered. A service agreement will outline the responsibilities and obligations of both parties and how they will solve any arising problem.

Each participant will be briefed about the service agreement and Access Foundation Therapy Services’s staff and workers will ensure that the participant is aware of service agreement items using the understandable modes of communication, language and terms.

The participant will receive a copy of the service agreement upon signing the agreement and a copy of the signed agreement will be kept as a provider’s record. Where this is not practicable, or the participant chooses not to receive an agreement, a record is made of the circumstances on the service agreement under which the participant did not receive a copy.

18.5.2 Change in Service Agreement

The service agreement may be changed only if both parties have agreed to the changes in writing. The changed agreements need to be signed and dated.

18.5.3 Ending the Service Agreement

Service agreement may be ended if either of the parties wishes to end it and they will notify the other party at least one month before the ending date.

In any case, if Access Foundation Therapy Services or the participant breach the agreement seriously, the one-month notice will be waived.

18.5.4 Cancellation Policy

Any costs occurring in the case of cancellation policy as well as activities required for cancellation needs to be outlined in the Service Agreement.

18.5.5 Accommodation

Where the provider delivers supported independent living supports to participants in specialist disability accommodation dwellings, documented arrangements will be in place with each participant and each specialist disability accommodation provider. In this case, the arrangements recorded, and roles and responsibilities of both parties will be mentioned in the service agreement. This information could be as follows:

  • How participant’s concerns about the dwelling will be communicated and addressed
  • How potential conflicts involving participant(s) will be managed
  • How changes to participant circumstances and/or support needs will be agreed upon and communicated
  • In shared living, how vacancies will be filled, including each participant’s right to have their needs, preferences, and situation taken into account
  • How behaviours of concern that may put tenancies at risk will be managed, if this is a relevant issue for the participant.

18.5.6 Emergency or Disaster

Service agreements set out the arrangements for providing supports to be put in place in the event of an emergency or disaster.

Responsive Support Provision Policy & Procedure

19.1 Purpose

The purpose of this document is to ensure that each participant accesses responsive, timely, competent, and appropriate support to meet their needs, desired outcomes, and goals.

19.2 Scope

This document applies to:
  • All Access Foundation Therapy Services staff and workers, whether permanent or casual, contractors, volunteers, or business partners.
  • Supports and service provided to the participants.
  • All participants and their families

19.3 Definitions

N/A

19.4 Relevant Documents, Legislations, Regulations, and Standards

  • National Disability Insurance Scheme (Quality Indicators) Guidelines 2021
  • National Disability Insurance Scheme Act 2023
  • National Disability Strategy 2021-2031
  • Disability Services and Inclusion Act 2023
  • United Nations Convention on the Rights of Persons with Disabilities
  • United Nations Universal Declaration of Human Rights

19.5 Policy & Procedure

19.5.1 Responsive Support Provision Policy

Access Foundation Therapy Services is committed to providing:

  • Person-Centred Services and support
  • Services in a way that all participant’s values and beliefs are respected
  • Services that participants privacy is respected
  • A free from violence, abuse, neglect, discrimination, and exploitation environment
  • A safe and free from hazard environment
  • A safe and secure money and property handling
  • Error-free medication handling
  • Services that meet participant’s goals, needs and preferences

Supports are provided through service agreement based on the least intrusive options, by contemporary evidence-informed practices that meet participant needs and help achieve desired outcomes.

Where agreed in the service agreement, and with the participant’s consent or direction, links are developed and maintained through collaboration with other providers to share information and meet participant needs.

Reasonable efforts are made to involve the participant in selecting their workers, including the preferred gender of workers providing personal care supports.

Where a participant has specific needs, which require monitoring and/or daily support, workers are appropriately trained and understand the participant’s needs and preferences.

19.5.2 Support Planning

Access Foundation Therapy Services will check and review the support regularly to ensure a goal-oriented service is provided to meet the needs of participants by reviewing Form26. Goal Plan for Participant and Form27. Initial Assessment and Support Plan.

When the support plan is not in the right pathway toward goals and work, participants will be involved to change or update the support plan.

All participants’ independence, quality of life as well as dignity and privacy are supported in Access Foundation Therapy Services.

Other service providers will be linked to the participant to enhance service provision toward the goals and needs of the participant if agreed in the service agreement.

Participants should be able to identify their support worker(s), including the preferred gender of workers providing personal care supports. This can be identified on the support plan.

Where a participant has specific needs, which require monitoring and/or daily support, workers are appropriately trained and understand the participant’s needs and preferences.

For each participant (with their consent or direction and as agreed in their service agreement) links are developed and maintained by the Access Foundation Therapy Services through collaboration with other providers, including health care and allied health providers, to share their information, manage risks to them and meet their needs.

Transitions To or From the Provider Policy & Procedure

20.1 Purpose

This policy is developed, applied, reviewed, and communicated to ensure that each participant experiences a planned and coordinated transition to or from the provider.

20.2 Scope

This document applies to:
  • All Access Foundation Therapy Services staff and workers, whether permanent or casual, contractors, volunteers, or business partners.
  • Participants who enquire a transition to and from Access Foundation Therapy Services.

20.3 Definitions

N/A

20.4 Relevant Documents, Legislations, Regulations, and Standards

  • National Disability Insurance Scheme (Quality Indicators) Guidelines 2021
  • National Disability Insurance Scheme Act 2023
  • National Disability Strategy 2021-2031
  • Disability Services and Inclusion Act 2023
  • United Nations Convention on the Rights of Persons with Disabilities
  • United Nations Universal Declaration of Human Rights
  • Form23. Transition Plan

20.5 Policy & Procedure

20.5.1 Transitions to or from the Provider Management

A planned transition to or from the provider is facilitated in collaboration with each participant when possible, and this is documented, communicated, and effectively managed using Form23. Transition Plan.

Risks associated with each transition to or from the provider are identified, documented, and responded to.

Processes for transitioning to or from the provider are developed, applied, reviewed, and communicated.

In the case of transitioning a participant, the management team will work with the participant and their supporters to identify the alternative solutions and referrals which meets the requirements of the participant.

For enhancing the transition process, Access Foundation Therapy Services will share the participant’s information with the new service provider upon getting consent from the participant. If required, the participant will be introduced to the staff and workers of the new service provider to enhance the transition process.

Thorough guidance will be provided to the participant before exiting to:

  • Provide them with the information related to their decision’s consequences
  • Discuss the options of re-entry to the provider if the circumstances changed
  • Discuss any alternatives options or services for the participant
  • A transition plan will be created outlining information regarding the date and time of the transition to plan and implement actions required for transition. The management team and participant will agree on the plan and required actions.

Any risk associated with the participant transition will be discussed with the participant and the informed family member and will be documented on the transition plan using Form23. Transition Plan.

Risks associated with each transition to or from the provider are identified, documented, and responded to, including risks associated with temporary transitions from the provider to respond to a risk to the participant, such as a health care risk requiring hospitalisation.

Processes for transitioning to or from the provider (including temporary transitions referred to are developed, applied, reviewed, and communicated.

Before the transition, feedback from the participant or their family members may be obtained for continuous improvement and change management process of Access Foundation Therapy Services.

Safe Environment Policy & Procedure

21.1 Purpose

The purpose of this document is to ensure that all staff and workers will be working in a safe workplace and the participants and their families are in a low risk and safe environment.

21.2 Scope

This document applies to:
  • All Access Foundation Therapy Services staff and workers, whether permanent or casual, contractors, volunteers, or business partners.
  • All participants and their families

21.3 Definitions

N/A

21.4 Relevant Documents, Legislations, Regulations, and Standards

  • National Disability Insurance Scheme (Quality Indicators) Guidelines 2021
  • National Disability Insurance Scheme Act 2023
  • National Disability Strategy 2021-2031
  • Disability Services and Inclusion Act 2023
  • United Nations Convention on the Rights of Persons with Disabilities
  • United Nations Universal Declaration of Human Rights

21.5 Policy & Procedure

21.5.1 Occupational Health and Safety Policy

Access Foundation Therapy Services is committed to supporting the health, safety, and welfare of all people we employ and to the participant and people affected by our undertakings.

Access Foundation Therapy Services continuously supports improvements in workplace health and safety by adopting a planned systematic approach to Occupational Health and Safety. This approach includes risk management and consultation.

One of our primary commitments is to ensure that everyone in the organization receives appropriate workplace health and safety support.

Business requires a safe work environment to have long-term success and comply with requirements and standards.

None of the workers shall undertake unsafe works and participants should not tolerate any unsafe workplace. Every task that staff and workers are not trained for it shall be reported to the Access Foundation Therapy Services.

To have a safe environment in Access Foundation Therapy Services, all workers shall receive adequate WHS training. In addition, workers need to know about the new roles and responsibilities.

Access Foundation Therapy Services management will ensure that everyone in the organization including participants, their families as well as workers and staff are in a safe environment.

Access Foundation Therapy Services is committed to ensuring that each participant can easily identify workers engaged to provide the agreed support. Identification could be in the form of a uniform or identification tags or badges. Staff must introduce themselves at the beginning of each service delivery.

Where supports are provided in the participant’s home, work is undertaken with the participant to ensure a safe support delivery environment.

Where relevant, work is undertaken with other providers and services to identify and treat risks, ensure safe environments, and prevent and manage injuries.

Access Foundation Therapy Services is committed to reporting all workplace injuries, near misses and illnesses caused by work immediately to the manager and also ensuring that all accidents, hazards and near misses are recorded and reported, and an investigation is carried out to determine possible causes in line with Incident Management Policy and Procedure.

Access Foundation Therapy Services shall do a WHS inspection at least once a year for the office using Form63. HSE Inspection Checklist.

Will do a risk assessment during the onboarding process for the client and their home to prevent any damage to their property and themselves using Form33. Participant Disaster and Risk Assessment and Form32. Home Risk Assessment. This will be reviewed once a year at least or upon any changes to their home.

Each participant can easily identify workers who provide support to them.

Work is undertaken with each participant, and others, in settings where supports are provided (including their home), to ensure a safe support delivery environment for them.

Where relevant, work is undertaken with other providers (including health care and allied health providers and providers of other services) to identify and manage risks to participants and to correctly interpret their needs and preferences.

For each participant requiring support with communication, clear arrangements are in place to assist workers who support them to understand their communication needs and how they express emerging health concerns.

To avoid delays in treatments for participants:

  • Protocols are in place for each participant about how to respond to medical emergencies for them; and
  • Each worker providing support to them is trained to respond to such emergencies (including how to distinguish between urgent and non-urgent health situations).

21.5.2 Management Team Responsibilities

Risk assessment has been done and safety risks have been identified and managed using Form01. Risk Register. If there is any chemical kept on the premises, Form35. Hazardous Chemical Register must be completed.

It is the management team’s responsibility to:

  • Ensure that all incidents and hazed are reported to the management team
  • Ensure that Access Foundation Therapy Services’s operations comply with WHS legislation
  • Ensure that any issues affecting participants, workers as well as any other stakeholder identified and described to them
  • Review WHS functions and activities
  • Ensure that there are emergency plans and drills in place.
  • Create a safe workplace for all workers and participants
  • Provide Personal Protective Equipment to workers if required
  • Ensure substances are handled safely
  • Ensure that there is a list of hazardous chemicals in place and Safety Datasheets are accessible
  • Ensure that all workers are insured under workers compensation insurance
  • Ensure that all workers are trained in emergency response plans and drills.
  • Ensure that there is a risk assessment is conducted to identify and mitigate hazards in the workplace.
  • Communicate this document to the staff and workers including volunteers, full-time, part-time etc.
  • Ensure that the Emergency evacuation plan is reviewed every year and define assembly area in the case of evacuation
  • Ensure that Each worker is trained, and has refresher training, in infection prevention and control standard precautions including hand hygiene practices, respiratory hygiene and cough etiquette.
  • Ensure that each worker who provides support directly to participants is trained, and has refresher training, in the use of PPE.
  • Ensure that Systems for escalation are established for each participant in urgent health situations.
  • Ensure that Infection prevention and control standard precautions are implemented throughout all settings in which supports are provided to participants.
  • Ensure that Routine environmental cleaning is conducted of settings in which supports are provided to participants (other than in their homes), particularly of frequently touched surfaces.
  • Ensure that PPE is available to each worker, and each participant, who requires it.

21.5.3 Staff and Worker’s Responsibilities

It is staff and worker’s responsibility to:

  • Ensure that their actions don’t put other people at risk and take care of their health and safety.
  • Report any incident and hazard to the manager
  • Ensure that all rules and guidelines outlined by the management are followed
  • Participate in incident investigations if required
  • Practice emergency plan and drill
  • Ensure that their work environment is safe and free from hazards
  • Participate in relevant training conducted by Access Foundation Therapy Services related to the WHS and how to use PPEs
  • Any equipment provided by a participant may have a risk assessment in place
  • Workers should know the evacuation plan and assembly area
  • All staff must use the identification provided by the Access Foundation Therapy Services upon entering the participant’s environment.
  • Support Partners must greet the participant and introduce themselves at the beginning of the service.
  • The physical identification must be worn and in the form of a uniform or identification tags.
  • Staff must inform the participant when they are leaving the environment

21.5.4 Participants’ Responsibilities

It is the participants’ responsibility to:

  • Ensure that their action doesn’t expose others to risk
  • Follow all guidelines and rules

Service provision to the participants who behave unsafely may be terminated.

21.5.5 Emergency Response Plan

The emergency response plan covers the following items:

  • Contact details for staff and workers who have a responsibility under emergency plan including first aiders and fire wardens
  • Contact details for nearest hospital and medical service centre
  • An alarm system to inform people of a fire emergency including an airhorn or fire alarm
  • Methods of test emergency procedures/ drills which to be conducted annually

It is the management team’s responsibility to ensure that the Emergency response plan is reviewed every year and assembly area(s) are defined in case of evacuation.

All of Access Foundation Therapy Services staff will be trained in supporting the participant and their family to utilise non-verbal expressions of pain to express concern or discomfort in the easiest manner possible.

If a participant is non-verbal, the participants support worker will be trained on how to deal with that participant. If there is a change in the participant’s situation, support workers should get approval from the operations manager or their supervisor before taking any action (this may change if it is an emergency, and the participant is unable to consent.)

21.5.6 Smoke-Free Environment

Providing a smoke-free environment for participants and workers is a primary commitment of the Access Foundation Therapy Services. We will ensure that:

  • The public areas are free from smoke. Smoking in those places will not be tolerated by Access Foundation Therapy Services.
  • Smoking in company cars as well as in meetings is prohibited.
  • Everyone should know about this policy and guideline related to a smoke-free environment and follow it
  • Smoking is only allowed in a designated area and should be away from participants

21.5.7 Manual Handling

Manual handling covers a wide range of activities including lifting, pushing, pulling, holding, throwing, and carrying. It includes repetitive tasks such as packing, typing, assembling, cleaning, sorting, using hand tools, and operating machinery and equipment.

The Management Team identifies work activities that involve manual handling, and which may pose a risk to employees. Risks are evaluated and treated.

21.5.8 Provision of Service and Support to Participants Subject to Section 73G of NDIS Act

The provider has a responsibility to create a safe and healthy environment for every NDIS participant. However, for those participants who are living alone and receiving daily personal activities (registration group 0107) providers must take some additional steps to ensure their health and wellbeing. These activities are as follows:

  • It is the provider’s responsibility to document the assessment of the participant’s risk factor using Form27. Initial Assessment and Support Plan, Form33. Participant Disaster and Risk Assessment, and Form 32. Participant Home Risk assessment.
  • A copy of the assessment will be provided to the participant and another copy should be kept in their file. If the participant wishes not to receive a copy of the assessment and Service agreement this will be recorded on the service agreement.
  • The assessment will be reviewed every year or when the participant’s circumstances change. If there is any update on the assessment, a copy of the new assessment will be provided to the client and a copy will be kept in their folder.
  • It is the provider’s responsibility to mention the rights and responsibilities of the participant and the provider on the service agreement.
  • Using the Human resource management process will assist the provider to ensure that the participant’s support worker has been screened.
  • Participants who are subject to this requirement will be registered on Form56. High-Risk Participant Register and some specific support workers will be delegated to those who are registered on this form. The level of risk for each participant will be determined using the consequence rating table from the participant risk assessment. The plan to communicate with each participant who is either identified as a low, medium, or high risk is as of the following table:
Participant Risk Level Communication with the Participant
Feedback In-person Welfare
Check (Minimum)
Welfare Check via
Phone
Low Risk Quarterly survey 3 months to 4 months Monthly
Medium Risk Quarterly survey 1 month to 3 months Fortnightly
High Risk Quarterly survey 2 weeks to 1 month Weekly

For participants who are subject to this requirement, the implementation of the services mentioned in their services will be reviewed every three months by the Operations Manager and should be by someone other than the support workers.

The Operations Manager will supervise and monitor the performance of the support workers through a face-to-face interview at the participant’s home when the support worker is not at home to ensure their performance is consistent with the agreement and the participant’s safety and wellbeing at least every 3 months or when suspicious of any harm to the participant.

The Operations Manager will provide a report to every key personnel regarding the care and skill with which personal support is being provided to the participant by the support worker after every visit to the participants home or if there is any complication in service provision.

Participant Money and Property Policy & Procedure

22.1 Purpose

The purpose of this policy & procedure is to ensure Participant’s money and property is secure and each participant uses their own money and property as they determine.

22.2 Scope

This document applies to:
  • All Access Foundation Therapy Services staff and workers, whether permanent or casual, contractors, volunteers, or business partners.
  • All participants receiving services and support.

22.3 Definitions

N/A

22.4 Relevant Documents, Legislations, Regulations, and Standards

  • National Disability Insurance Scheme (Quality Indicators) Guidelines 2021
  • National Disability Insurance Scheme Act 2023
  • National Disability Strategy 2021-2031
  • Disability Services and Inclusion Act 2023
  • United Nations Convention on the Rights of Persons with Disabilities
  • United Nations Universal Declaration of Human Rights
  • Form37. Money reconciliation record
  • Form36. Client Money and Property consent

22.5 Policy & Procedure

22.5.1 Participant Money and Property Policy

Where the provider has access to a participant’s money or other property, processes to ensure that it is managed, protected, and accounted for are developed, applied, reviewed, and communicated. Participants’ money or other property is only used with the consent of the participant and for the purposes intended by the participant.

Participants are not given financial advice or information other than that which would reasonably be required under the participant’s plan.

Participants funds and property can only be used by a person who:

  • Has been assigned by the participant to manage their money and property by completing Form36. Client Money and Property consent
  • Court, tribunal, or guardianship board has ordered the worker to do so
  • The person has been assigned as a Centrelink nominee to manage and receive the social security payments on behalf of the participant

The management of Access Foundation Therapy Services shall approve or consult the worker about the informal management of the participant’s fund if the participant is deemed as incapable of managing their fund. For every payment Form37. Money reconciliation records must be completed by the support worker.

A secure space shall be assigned to the onsite participant.

It is the workers’ responsibility to ensure that participants have received the purchased items.

In case of making decisions about expenditures or investments, legal guardians or family members shall be involved.

If required, each participant is supported to access and spend their own money as the participant determines.

22.5.2 Participant Accounts

The participants who are over 18, shall have an account in a bank under their name. All incomes and payments should be through this account, if applicable.

The participant’s account that is managed by a staff and workers member shall have at least two approved signatures for any withdrawal and receipts for each transaction should be available for further checks.

It is always recommended to implement direct debit for transactions, if possible.

22.5.3 Unwanted or Incidental Payment or Withdrawal

Participants’ amount of money kept on-premises should be the minimum.

Signatories shall be able to identify whether the transaction is genuine or not and is for benefit of participants.

Signatories are encouraged not to sign any blank withdrawal forms under any circumstances.

22.5.4 Roles and Responsibilities of Workers and Staff

If workers are directly involved in participant’s fund management, they must follow the following guidelines at all times:

Support Partners are at NO TIME allowed access to a participant’s identification number (PIN) or use an ATM on the participant’s behalf.

Financial assistance may only be offered if it is documented in the participant’s care plan.

If a participant requests financial assistance, and it is not documented in their care plan, staff must contact the Manager for approval.

Transaction receipts must be obtained and given to the participant for the following:

  • Money received.
  • Money spent.
  • Money returned.

The staff member must be sure to count the money in front of the participant on receipt and return.

Staff must record all financial transactions carried out for participants in Form37. Money reconciliation record (if in use). Records must be documented clearly, accurately, and immediately.

Staff must not accept money or gifts from participants.

  • Assisting participants with their money handling as well their purchases in a way that doesn’t involve any advantages for themselves and is all for participant’s benefit
  • Money withdrawal: in emergency cases, money withdrawal should be requested, and all receipts shall be available for further information and check
  • Ensuring that money withdrawal is within the stated limit if they are a signatory
  • Ensuring that funds are kept safely in a safe area to be accessible at all time
  • Any discrepancy in the participant’s account shall be reported to the relevant manager
  • Creating a report on participants funds and presenting it to the relevant managers using Form37. Money reconciliation record, regularly.

If workers are in any role that is related to monitoring participants funds, are responsible for:

  • Checking participant’s funds regularly
  • Providing reports to the participant’s families, if required
  • Ensuring that participant’s income is deposited correctly into their account
  • Prepare managerial reports to the Managing Director related to all audits
  • Keeping records of all current and previously checked receipts
  • Checking whether the received funds and withdrawal funds are even
  • Checking the payments whether those are appropriate or not

Medication Management Policy & Procedure

23.1 Purpose

The purpose of this policy & procedure is to ensure that each participant requiring medication is confident their provider administers, stores, and monitors the effects of their medication and works to prevent errors or incidents.

23.2 Scope

This document applies to:
  • All Access Foundation Therapy Services staff and workers, whether permanent or casual, contractors, volunteers, or business partners.
  • All participants receiving services and support.

23.3 Definitions

N/A

23.4 Relevant Documents, Legislations, Regulations, and Standards

  • National Disability Insurance Scheme (Quality Indicators) Guidelines 2021
  • National Disability Insurance Scheme Act 2023
  • National Disability Strategy 2021-2031
  • Disability Services and Inclusion Act 2023
  • United Nations Convention on the Rights of Persons with Disabilities
  • United Nations Universal Declaration of Human Rights
  • Form24. Medication Management Form
  • Form04. Incident Report.
  • Form09. Training Matrix
  • Form33. Participant Disaster and Risk Assessment

23.5 Policy & Procedure

23.5.1 Management of Medication Policy

Access Foundation Therapy Services shall undertake actions to ensure:

  • Using Form24. Medication Management Form clearly identifies the medication dosage, how it is to be administered and stored for each participant requiring management of medication
  • All workers responsible for administering medication understand the side effects of the medication and the steps to take in the event of an incident involving medication.
  • All medications are stored safely and securely, can be easily identified, differentiated, and are only accessed by appropriately trained workers.
  • The management and administration of medication to participants is important to Access Foundation Therapy Services as this ensures to promote duty of care for participants from staff when administering medication
  • Any staff participating in the prescription of medications will be suitably qualified and will adhere to all applicable laws and regulations. Prior to performing any medication function, staff involved in the storage, transportation, administration, or urging of medication will be taught and assessed as competent. All medications must be taken exactly as prescribed by the prescribing physician or according to the manufacturer's instructions.

23.5.2 Medication Administration

Medications will be administered in a hygienic way including washing hands before administration. Should any abnormal reaction occur from the participants to the medications such as any side effects or reactions including, allergies, loss of consciousness, hypoxia or any kind of abnormal reaction will be documented on Form24. Medication Management Form and the worker should notify a health professional or call 000.

Participants’ allergies and sensitivity should always be checked before the administration of medications.

Workers shall ensure that the medications are not contaminated or expired.

Prescribed doctors should be contacted if the workers are not sure about the effects or side effects of medications.

Ensure that medications are provided from the right container that belongs to the participant.

If any error occurred during the process of medication administration including missed or incorrect medication, the worker should immediately contact the Registered Nurse, if not possible to talk to the Nurse, they will contact 000 immediately.

Regardless of the level of medication assistance required, all participants who require medication will need to be documented with a list of current medications on Form24. Medication Management Form, this also includes any medication prescribed by a Health Practitioner or over the counter medications.

Self-administering (participant administers and mangers their own medications)

A participant who can administer medication on their own where appropriate is considered self-administering

The Director may require written information regarding the participant’s competency to self-administer medication around their skills, knowledge and understanding is adequate to be done on their own, this written information can be by the participant, guardian or medical practitioner

Participants who self-administer medication Access Foundation Therapy Services will have appropriate supervision for these participants, adequately recorded and documented through Form24. Medication Management Form

Assistant required for participants who are unable to self-administer their medication

Staff who are required to provide medication administration will have the right training to ensure skills, knowledge and understanding is sufficient

Unless the participant rejects assistance, staff members must provide whatever physical or other support is required and appropriate to enable the participant to take their own prescription.

Medicines associated with an increased risk of respiratory depression

Benzodiazepines such as midazolam, diazepam (Valium), and lorazepam

Opioids such as oxycodone, codeine, and fentanyl

Polypharmacy with medicines that compromise kidney or liver function

Psychotropic polypharmacy (two or more medicines that affect the CNS (antipsychotics, antidepressants, sedatives, and anticonvulsants)

Combinations of any of the above increase the risk further and increase the risk of drug-to-drug interactions

23.5.3 Medication Records

All medications should have and follow a prescription including the following information:

  • Name address and DOB
  • Medication’s name
  • Prescribed dosage
  • Any directions for use
  • Name and contact number of the prescribed doctor
  • Medication’s commencement date
  • The period that medication shall be taken
  • Date of medication review

Access Foundation Therapy Services’s staff and workers shall ensure that there are detailed instructions of the medication by the prescribing doctor. All workers shall adhere to this information and no staff should be involved in a management of medication if it is outside of their skills and qualifications

Access Foundation Therapy Services staff and workers shall ensure that all of the participants have a copy of the medication sheet including all information related to their prescription

In case if any of the participants have a history of respiratory depression, they should have current health and medical records that are ready to be taken to hospital should a participant require emergency treatment. This allows doctors and hospital staff to identify current medicines and potential medicine-related adverse events. The participant can obtain their medication history from their regular pharmacy and request a new copy when there is a medication change.

23.5.4 Storage of Medication

All medications are stored based on the manufacturer’s instructions.

All medications shall be stored securely.

Medications that require to be stored in the fridge shall be in a lockable container in the fridge.

Medications shall not be opened if not necessary because they might become ineffective if they are exposed to air or light.

23.5.5 Medication Disposal

Any medication that is expired or no longer required shall be returned to the pharmacy Disposal medications shall not be washed down the sink, flushed down the toilet or thrown away in the rubbish bin.

Sharp disposables should be placed in a locked area, either a room or a drawer.

23.5.6 Administering Medication

When medication assistance is provided, staff will check medication script labels to ensure the following principles are adhered to:

  • Right client
  • Right medication
  • Right dose
  • Right time
  • Right route
  • Right documentation/record keeping

After each session of medication management, staff will sign the medication chart, which will contain information regarding the client’s name, date, time, medication name, dosage and person administering.

Where staff note that previous dosages have not been given or that there has been tampering with the dosage packaging then the prescribing doctor should be consulted, and an incident report should be completed.

23.5.7 Reporting

Medication-related incidents, such as misuse, missed doses, overdose, and medication missing, should be reported through the incident management policies and procedures. A medication incident report must be completed, and the director, family/guardian, pharmacy, and the general practitioner must be notified.

In the event of a medication-related incident, all support staff must follow the following guidelines when administering medication. An incident report must be completed and submitted to Access Foundation Therapy Services

In the event a participant refuses to take their prescribed medication, staff will report this to Access Foundation Therapy Services and complete an incident report using Form04. Incident Report.

In the event a staff member has not administered medication to a participant, this will be classed as missed medication and an incident report will be completed using Form04. Incident Report, this also includes if medication is incorrectly given, labelled or is past its expiry date

In the event that there's a blunder or unfavourable response to the prescribed medication, staff are to contact crisis administrations in the event and follow the advice of emergency services and wait until they arrive if required.

23.5.8 Medication Prompting

In cases where a participant is self-administering and managing their own medication, the participant is supervised accordingly and documented by Access Foundation Therapy Services staff

Should a participant require medication prompting to self-administer, this is documented on Form33. Participant Disaster and Risk Assessment & then documented on Form24. Medication Management Form when prompted at the specific times.

23.5.9 Strictly Forbidden Practices

At no time should medication be left unattended where it is freely accessible to a participant or unauthorized persons

At no time will staff administer medications to participants in a way that is for Access Foundation Therapy Services convenience and does not address the preference and/or needs of the participant

At no time will staff administer medications to participants in a way that is for Access Foundation Therapy Services convenience and does not address the preference and/or needs of the participant At no time will staff administer medication if a participant is objecting informally. This will only be relevant unless there is approved protocol in place

Should any medication not be prescribed to a participant, staff will not administer any medications outside of this such as over the counter medication e.g Panadol.

23.5.10 Monitoring and Review

At Access Foundation Therapy Services Management Team will ensure to review the management of medication policy and procedure annually.

This review will consist of an evaluation of the current practices in place taking into consideration staff, participants and any other relevant personnel feedback during this process.

23.5.11 Responsibility of Management Team Against Medication

The management team shall ensure that all workers have attended the required training related to medication handling.

The management team shall ensure that all workers have enough resources for training and assessment related to the medication. For this, Form09. Training Matrix is used to record the provided training related to medication management. If a support worker is not trained in this area Access Foundation Therapy Services will provide the required training to them either internally or externally.

Address the concerns of workers related to the medication.

All incidents involving medication are reported, recorded, investigated, and reviewed through Form04. Incident Report.

At no time should medication be given or administered by a participant to another participant

Infection Management Policy

24.1 Purpose

The purpose of this Policy and Procedure is to prevent, control or stop the spread of infections. Infections can spread in any environment. Infection prevention and control is an essential part of care and the responsibility of all workers to provide care to participants. Infection is a disease or illness caused when an organism inside a person multiplies to levels where it causes harm. Organisms that cause infections are called infectious agents and are sometimes referred to as germs. Most are microorganisms (bacteria, viruses, fungi, and parasites).

Infection requires these fundamental items:

  • a source of the infectious agent
  • a mode of transmission and
  • a susceptible host.

There are various kinds of infectious agents, but they are spread in several ways:

  • Contact Infectious agents are transferred directly (e.g., contact with infected blood or body fluids) or indirectly (e.g., touching a contaminated surface and then another person without performing hand hygiene in between).
  • Droplets made by coughs or sneezes transfer to someone’s eyes, nose, or mouth.
  • Airborne tiny particles containing infectious agents travel through air currents (e.g., air conditioning) and are breathed in.

Standard precautions are practices applicable to all people which include:

  • Hand Hygiene
  • Respiratory Hygiene/Cough Etiquette
  • Personal Protective Equipment
  • Handling of Medical Devices
  • Cleaning and Managing Spills
  • Handling of Food, Waste and Linen.

24.2 Scope

This document applies to:
  • All Access Foundation Therapy Services staff and workers, whether permanent or casual, contractors, volunteers, or business partners.
  • All participants receiving services and support.

24.3 Relevant Documents, Legislations, Regulations, and Standards

  • National Disability Insurance Scheme (Quality Indicators) Guidelines 2021
  • National Disability Insurance Scheme Act 2023
  • National Disability Strategy 2021-2031
  • Disability Services and Inclusion Act 2023
  • United Nations Convention on the Rights of Persons with Disabilities
  • United Nations Universal Declaration of Human Rights
  • Form04. Incident Report.
  • Form09. Training Matrix
  • COVID-19 Response Plan
  • Workers Handbook

24.4 Policy & Procedure

Using Form04. Incident Report clearly identifies what type of incident is being reported, and the corrective actions that will be taken to manage and control such incident

All workers providing a service to participants will have had the applicable training that refers to Infection Management which is reflected on the Workers Handbook

All staff who receive this training will be recorded through Form09. Training Matrix In times a participant is COVID-19 positive, it will need to be reported to NDIS as a reportable incident and Access Foundation Therapy Services will follow the procedure from the COVID-19 Response Plan

24.5 Hand Hygiene

Hand hygiene is the single most important factor in reducing the spread of infections. It must be done at the right time.

When hand hygiene must be performed:

  • Before touching a participant or their surroundings
  • Before a procedure or where there is a risk of being exposed to body fluids (e.g., changing a drainage bag)
  • After a procedure or body fluid exposure risk
  • After touching a participant
  • After touching the participant’s surroundings (e.g., over bed table, linen)

In addition, you ought to do hand hygiene:

  • Before putting on gloves
  • After removing gloves
  • Before touching food and eating
  • After going to the toilet
  • After your lunch or other breaks
  • After blowing your nose or coughing
  • After handling rubbish
  • After handling unwashed linen or clothing
  • After handling animals
  • When your hands are visibly dirty.

24.6 Respiratory Hygiene/Cough Etiquette

Covering sneezes and coughs prevents people who are infected from dispersing droplets into the air where they can spread to others.

You can assist participants by:

  • Encouraging them to use tissues when they sneeze or cough
  • Putting a plastic bag near them so used tissues can be disposed of straight away
  • Encouraging hand hygiene
  • Making sure alcohol-based hand rub is within reach

24.7 Personal Protective Equipment -Gloves

In the below situations gloves shall be worn:

  • Changing a colostomy bag or urinary drainage bag
  • Dressing wounds or touching broken skin
  • Assisting with toileting
  • Giving mouth or eye care
  • Oral suctioning
  • Touching equipment or surfaces that may come
  • Contact blood or body substances
  • Blood glucose monitoring
  • You have broken skin
  • Preparing food

Applicable rules for using gloves:

  • Gloves are not used instead of hand hygiene
  • Perform hand hygiene before and after using gloves
  • Remove gloves when a care activity is finished
  • Change gloves before starting a different care activity
  • Dispose of used gloves immediately.
  • Do not use multiple gloves at the same time.

24.7.1 Face Masks

Face masks are used to protect a care worker’s nose and mouth from exposure to infectious agents. They are used when there is a hazard/risk of:

  • Droplets or aerosols (e.g., from coughs or sneezes)
  • Splashes or sprays of blood or body fluids (e.g., when emptying wound or catheter bags).

Applicable rules for using masks:

  • Check manufacturer’s instructions before use.
  • Don’t touch the front of the mask with your hands once the mask is in place.
  • Use each mask for the care of one person only and change if a care activity is taking a long period.
  • Don’t leave the mask dangling around your neck.
  • Discard after use and perform hand hygiene after discarding.

24.7.2 Protective Eyewear

Protective eyewear is used to protect a care worker’s eyes from exposure to infectious agents. It is used when there is a hazard/risk of:

  • Droplets or aerosols (e.g., from oral suctioning)
  • Splashes or sprays of blood or body fluids (e.g., when emptying catheter bags).

Applicable rules for using eyewear:

  • Remember that the outside of the eyewear is contaminated.
  • Remove headbands or earpieces.
  • Clean the eye shield after each use with detergent and water and allow it to dry.
  • If the eyewear is single use, dispose of it after the care activity.

24.8 Medical devices handling

  • Perform hand hygiene before any contact with the device or where the device enters the body.
  • Select personal protective equipment (e.g., wear gloves, mask, and gown if there is a risk of exposure to blood or body fluids).
  • Touch the device as little as possible.
  • The longer the device is in place, the greater the risk of infection.
  • Medical devices that are designed for single use shall not be used multiple times and the manufacturer’s instructions should be followed.

24.9 Cleaning

The level of cleaning required to eliminate the spread of infection depends on the objects involved and the risk of contamination.

  • Most surfaces can be adequately cleaned with warm water and detergent as per the manufacturer’s instructions.
  • Allow the cleaned surface to dry completely.
  • Detergent solution followed by disinfectant may be appropriate when an infection is known or suspected.

24.10 Managing Spills

Promptly managing spills of blood or body substances (e.g., vomit or diarrhea) helps to stop infectious agents from spreading from the environment to people.

  • Select the appropriate personal protective equipment (e.g., gloves and other equipment, depending on the size of the spill).
  • Immediately wipe up spots and spills smaller than 10cm or cover larger spills with absorbent material.
  • Discard contaminated materials.
  • Clean with detergent solution. Consider following with disinfectant for infectious or larger spills.
  • Perform hand hygiene.

24.11 Food Handling

Safe food handling is very important for some participants:

  • Tell your supervisor if you are suffering from diarrhoea, vomiting, fever, sore throat with fever or jaundice and seek medical advice.
  • Do not return to work until you are free of symptoms for 48 hours.
  • Tell your supervisor if you have any infected skin lesions (e.g., an infected skin sore, boil, acne, cut or abrasion, or any discharges from the ears, nose, or eyes) and seek medical advice.
  • Tell your supervisor if you know or think any food is unsafe to eat. Perform hand hygiene before handling food or putting on gloves.
  • Perform hand hygiene after using the toilet, smoking, coughing, sneezing, blowing nose, touching face, nose, ears or mouth, handling rubbish or after cleaning.
  • Avoid unnecessary contact with ready to eat meals.
  • Cover hair and tie back long hair
  • Secure hair clips, hairpins, buttons on clothes, jewellery, bandages.
  • Make sure bandages or dressings on any exposed parts of the body are covered with a waterproof covering.
  • Do not sneeze, blow, cough over unprotected food or surfaces likely to come into contact with food.
  • Do not eat over unprotected food or surfaces likely to come in contact with food. Do not spit, smoke, or use tobacco or similar preparations in areas where food is handled.
  • Do not touch food after touching earrings, body parts (hair, nose, ear, eye), skin lesions, saliva, mucus, sweat, blood, money without first performing hand hygiene.
  • Do not wear gel, acrylic or false fingernails, or jewellery that will come into contact with food.
  • Remember, Lanyards may also transmit bacteria.

24.12 Handling Linen

Used linen should be handled carefully, to avoid spreading infectious agents into the environment or onto your clothes.

  • Wear gloves and disposable gown/apron when handling linen
  • Take the laundry basket to the bedside and put linen directly in the basket.
  • Place linen soiled with blood, urine, or other body fluids into leak-proof laundry bags. Do not carry soiled linen.
  • Don’t sort or rinse used linen in resident care areas.
  • Perform hand hygiene after handling linen.
  • Clean linen should be stored in a clean dry place, separate from used linen.

24.13 Transporting Participant

If a resident is being transferred within or between facilities or a participant is being transported, care shall be taken to reduce the risk of spreading infection.

  • Perform hand hygiene before and after transfer/transport.
  • If the person has a respiratory illness, encourage them to wear a mask and to perform respiratory hygiene/cough etiquette.
  • Contain and cover any infected areas of the person’s body

Mealtime Management Policy & Procedure

25.1 Purpose

The purpose of this policy & procedure is to ensure that each participant requiring mealtime management receives nutritious meals, and of a texture that is appropriate to their individual needs, and appropriately planned, and prepared in an environment and manner that meets their individual needs and preferences and delivered in a way that is appropriate to their individual needs and ensures that the meals are enjoyable.

25.2 Scope

This document applies to:
  • All Access Foundation Therapy Services staff and workers, whether permanent or casual, contractors, volunteers, or business partners.
  • All participants receiving services and support.

25.3 Definitions

N/A

25.4 Relevant Documents, Legislations, Regulations, and Standards

  • National Disability Insurance Scheme (Quality Indicators) Guidelines 2021
  • National Disability Insurance Scheme Act 2023
  • National Disability Strategy 2021-2031
  • Disability Services and Inclusion Act 2023
  • United Nations Convention on the Rights of Persons with Disabilities
  • United Nations Universal Declaration of Human Rights
  • Australian Meals and Wheels Association (2016). National Meal Guidelines: A Guide for Service Providers, Caterers and Health Professionals Providing Home Delivered and Centre Based Meal Programs for Older Australians.
  • Beyondblue (2014). What works to promote emotional well-being in older people: A guide for aged care staff working in community or participant settings.
  • New South Wales Government, Eating Well – A nutrition resource for older people and their carers.
  • Victorian Government, Department of Health, well for life.
  • Tasmanian Government, Department of Health, Malnutrition in older people online training.
  • Well for Life Improving emotional wellbeing for older people in participants aged care (State of Victoria)
  • Form80. Food Diary

25.5 Policy & Procedure

25.5.1 Our Commitment

Meals and the dining experience are a very significant part of day-to-day life. They play an important role in connecting participants socially and supporting a sense of belonging.

Food can be a powerful social symbol for connecting participants with moods, emotions and rituals related to their identity. Mealtime habits built over time can inspire feelings of comfort and familiarity for the participants. Therefore, an organisation needs to consider a participant’s preferences, religious and cultural backgrounds when providing food and drinks or hosting meals

Access Foundation Therapy Services is committed to identifying each participant requiring mealtime management.

Access Foundation Therapy Services is committed to making sure that participants have enough nutrition and hydration to maintain life and good health and reduce the risks of malnutrition and dehydration.

Access Foundation Therapy Services is committed to making sure that participants have enough to eat and drink to meet their nutrition and hydration needs and to provide the participants with the support they need to eat and drink.

Access Foundation Therapy Services is committed to making sure that each participant requiring mealtime management has their individual mealtime management needs assessed by appropriately qualified health practitioners, including by practitioners:

  • undertaking comprehensive assessments of their nutrition and swallowing; and
  • assessing their seating and positioning requirements for eating and drinking; and
  • providing mealtime management plans which outline their mealtime management needs, including for swallowing, eating, and drinking; and
  • reviewing assessments and plans annually or by the professional advice of the participant’s practitioner, or more frequently if needs change or difficulty is observed.

Access Foundation Therapy Services assesses needs of all participants and addresses:

  • what is needed to sustain life and support ongoing good health
  • any dietary intolerances, allergies, or medication contraindications
  • the level of support or help the participant needs
  • participant’s preferences, and religious and cultural considerations
  • timing of meals.

Access Foundation Therapy Services monitors nutritional and hydration intake to prevent dehydration, weight loss or weight gain.

Access Foundation Therapy Services is committed to making sure that participants can choose from suitable and healthy meals, snacks, and drinks. They can also take part in planning their menu.

Access Foundation Therapy Services is committed to making sure that with their consent, each participant requiring mealtime management is involved in the assessment and development of their mealtime management plans.

Access Foundation Therapy Services is committed to making sure that each worker responsible for providing mealtime management to participants understands the mealtime management needs of those participants and the steps to take if safety incidents occur during meals, such as coughing or choking on food or fluids.

Access Foundation Therapy Services is committed to making sure that Access Foundation Therapy Services consistently provides participants’ meal and drink preferences and menu selections. They say the menu also meets their medical, cultural, religious, or other needs.

Access Foundation Therapy Services is committed to making sure that participants feel their dining experience is comfortable and not rushed. They also feel that any help they need to eat, and drink is readily available and provided in a dignified way.

Access Foundation Therapy Services is committed to making sure that each worker responsible for providing mealtime management to participants is trained in preparing and providing safe meals with participants that would reasonably be expected to be enjoyable and proactively managing emerging and chronic health risks related to mealtime difficulties, including how to seek help to manage such risks.

Access Foundation Therapy Services is committed to making sure that mealtime management plans for participants are available where mealtime management is provided to them and are easily accessible to workers providing mealtime management to them.

Access Foundation Therapy Services is committed to making sure that participants are satisfied that they receive, or are helped to prepare, a variety of well proportioned, quality meals. They say the dining experience supports their quality of life.

Access Foundation Therapy Services is committed to making sure that if a participant is hungry or thirsty a member of the workforce will get them something to eat or drink.

Access Foundation Therapy Services is committed to making sure that Observations that food and drink are put within the reach of the participants and given in a way that the participant can eat and drink. This may include finger food, cut up or modified meals or thickened drinks, where appropriate.

Access Foundation Therapy Services is committed to making sure that effective planning is in place to develop menus with each participant requiring mealtime management to support them to:

  • be provided with nutritious meals that would reasonably be expected to be enjoyable, reflecting their preferences, their informed choice and any recommendations by an appropriately qualified health practitioner that are reflected in their mealtime management plan; and
  • if they have chronic health risks (such as swallowing difficulties, diabetes, anaphylaxis, food allergies, obesity or being underweight)—proactively manage those risks.

Access Foundation Therapy Services is committed to making sure that procedures are in place for workers to prepare and provide texture-modified foods and fluids by mealtime management plans for participants and to checking that meals for participants are of the correct texture, as identified in the plans.

Access Foundation Therapy Services is committed to making sure that Meals that may be provided to participants requiring mealtime management are stored safely and by health standards, can be easily identified as meals to be provided to particular participants and can be differentiated from meals not to be provided to particular participants.

25.5.2 Nutritious Food Supports

Nutritious food supports healthy ageing and is essential for optimal participant treatment and recovery. Food also provides a sense of wellbeing and emotional comfort and is an important expression of cultural identity.

Poor nutrition is common and significantly contributes to the burden of disease.

The Better, Safer Care report identified nutrition standards as important to minimise harm and prevent complications, such as malnutrition and dehydration.

Food is more than a vital component to supporting health. Providing food that meets preferences for taste and variety is particularly important for aged care participants.

Sourcing of local and Victorian grown and produced food, where possible, will contribute to the provision of healthy and high-quality food and support local economies.

The result of the annual review is expected to inform new standards to ensure procurement arrangements treat produce favourably, and that general hospital and aged care menus are nutritious, varied and culturally diverse.

25.5.3 Meals Management

When a new participant joins, Access Foundation Therapy Services gather information about their food and drink likes and dislikes and their dietary and hydration needs using Form77. Mealtime Management Plan Form and Form78. Nutrition Assessment. This includes any assistance they may require eating or drinking, food allergies and intolerances, medical or clinical requirements relating to food or drink, preferences in terms of when the participant would like their meals served and any religious or cultural needs.

Assessments and plans for mealtime management for each participant must be reviewed annually or by the professional advice of the participant’s practitioner, or more frequently if needs change or difficulty is observed.

Access Foundation Therapy Services will not disclose any Confidential Information to any persons who are not employed by Access Foundation Therapy Services or Participant unless consent has been obtained.

With their consent, each participant requiring mealtime management is involved in the assessment and development of their mealtime management plans

Staff collaborate with the participant and/or their representative/s to deliver great-tasting, great-quality meals.

Participants’ food and drink preferences are recorded and given or made easily accessible to staff and other relevant parties.

Systems ensure that any alterations to a participant’s dietary choices or needs are recorded and quickly passed on to staff.

Form77. Mealtime Management Plan Forms are updated whenever there is any change in a participant’ dietary requirements or requests. When a change arises, the staff member on shift will update the participant’s care plan.

Participants are invited to participate in planning lunch and dinner menus and Access Foundation Therapy Services is flexible about the food Access Foundation Therapy Services provides. For example, Access Foundation Therapy Services can provide snacks and drinks in between mealtimes for the participants with dementia or other challenges.

If required and with the participant’s consent, an assessment will be conducted for each participant to develop a Form77. Mealtime Management Plan Form by a qualified health practitioner.

A qualified health practitioner will assess the participants if they require meal management.

A Mealtime Management Plan using Form77. Mealtime Management Plan will be developed by the health practitioner in consultation with the participant to guide and utilise the support provided by the Access Foundation Therapy Services.

Before healthcare professionals examine, treat or care for any participant, Access Foundation Therapy Services must obtain their valid consent using Form18. Participant Information Consent Form through Participant Information Consent section of Information Management Policy & Procedure.

An individualised Form77. Mealtime Management Plan for each participant enables Access Foundation Therapy Services to manage the specific meal management.

The participants will be provided with the support of required meal management by one of Access Foundation Therapy Services’s workers. In the Form77. Mealtime Management Plan, the requirements of meal management will be documented and checked qualified with a health practitioner.

Any incident or emergency related to the meal including required actions for participant e.g., during meals, such as coughing or choking on food or fluids, is addressed in the Form77. Mealtime Management Plan. In addition, the escalation of any incident or emergency promptly will be identified in Form77. Mealtime Management Plan.

The Form77. Mealtime Management Plan will include the identification of risks including actions and escalations. This will include both Access Foundation Therapy Services internal reporting and identified reporting requirements within the service users’ treating team.

The health status of participants will be checked and reviewed regularly by a qualified health practitioner.

All incidents will be recorded and reported as per Incident Management Policy & Procedure.

All complaints will be recorded and reported as per Feedback and Complaints Management Policy & Procedure.

It is Access Foundation Therapy Services’s commitment to providing the required equipment as well as appropriate training to the relevant staff to know how to use it.

Access Foundation Therapy Services works to increase the appetite of the participant by providing food that is attractively presented and smells and tastes great.

Older adults are at an increased risk of malnutrition if they also live with one of the following:

  • Inflammation: associated with disease injury or illness.
  • Eating Dependency: requiring assistance with eating, such as those with cognitive impairment.
  • Eating Restrictions: a person is unable to consume sufficient amounts of food.
  • Food Intake: food intake is limited for various reasons, such as a person having difficulty in obtaining ingredients and preparing meals.

The following three methods are advised for preventing and treating malnutrition

  • Dietary Approaches:Ensure that sufficient energy and nutrient quality is met through meals and food between meals.
  • Food Fortification:Improves the nutritional density in meals. Can be used as a vehicle for nutrients, for example adding Vitamin D to foods.
  • Oral Nutritional Supplements (Protein Supplements):Found to be particularly effective in hospital settings. Potentially less effective in aged care settings.

Foods to Avoid

  • Limit consumption of salt-rich foods such as cured meats, snack foods, and sauces such as soy sauce.
  • Avoid or limit intake of foods containing saturated or trans fats, including pastries, chips, and chocolate.
  • Limit foods and drinks high in sugar, such as confectionery, sugar-sweetened soft drinks, cordials, and fruit drinks.
  • Limit consumption of alcohol to no more than two standard drinks per day.
  • Keep 'extras' such as lollies, cakes, biscuits, fried foods, and pizza to a minimum, they should not feature regularly and are not part of a healthy diet.

To achieve this, Access Foundation Therapy Services determines the participant’s dietary needs and their preferences as soon as they join us. This information is then shared among staff and with relevant others to ensure the participant receives the appropriate food and drink.

If necessary, the participant’s hydration and dietary needs are discussed with other practitioners in a manner that always maintains the participant’s privacy

All information received from speech pathologists, dietitians, healthcare workers and others is promptly recorded and acted upon by staff.

The system can accommodate all participants’ meal requirements.

Participants are encouraged to take their lunch and dinner in the dining rooms. However, this choice remains with the participant, and it is understood that they may wish to dine elsewhere.

Access Foundation Therapy Services believes that the dining experience is important to the participant and their appetites, which is why dining rooms are designed to enrich a participant’s dining experience socially and otherwise. Dining rooms are thus free from clutter and televisions are turned off during mealtimes.

The medical indications, food allergies and dietary intolerances of each participant are recorded on Form77. Mealtime Management Plan Form and Form78. Nutrition Assessment and considered in the planning of all meals.

Wherever necessary, Access Foundation Therapy Services speedily refer to the participant’s specialists for nutritional advice.

Staff receive training about participants’ food and drink needs when they begin with organisation and throughout their time with us.

Finger food, thickened drinks and modified meals are all available should this type of meal be more suitable for a participant’s needs.

Food storage, preparation and ordering systems all operate in full compliance with food safety legislation.

Menus are reviewed to ensure they offer meals of high nutritional value.

When Access Foundation Therapy Services the first welcome a participant, Access Foundation Therapy Services weigh them. Access Foundation Therapy Services then weigh them once a month thereafter. Should a participant gain or lose 2% of their initial weight, a senior member of staff or registered nurse will take the necessary steps based on the participant’s condition and requirements.

Staff apply strategies to prevent malnutrition and dehydration and participant are continuously tested for these conditions.

Staff always endeavour to provide the participant with a meal that is as close to their preferences as possible and work alongside participants to find a suitable solution wherever cultural or religious needs cannot be fully satisfied.

As well as involving the individual participant in the development of their care plan, the plan must incorporate all cultural preferences if the participant is from a diverse background and/or has differing requirements/preferences to another participant, e.g., due to participant’s cultural background, a participant may wish to be given a diet that is not on the standard menu: this should be recorded in the care plan and the staff and workers should be informed. It should then be checked that the participant receives thier preferred diet at mealtimes.

25.5.4 Managing Hydration and Nutrition

This is important for a participant’s quality of life. It helps to minimise the risk of infections, pressure injuries, anaemia, hypotension, confusion, impaired cognition, decreased wound healing and fractures.

25.5.5 How to detect under-nutrition

The onset of nutritional problems is often gradual and therefore hard to detect. However, features found in the history and examination may help identify those at risk. People can present with a variety of problems that may be vague or non-specific.

A malnourished state is defined as any of the following:

  • BMI < 18.5 kg/m2
  • Unintentional weight loss > 10% within the last three to six months
  • BMI < 20 kg/m2 and unintentional weight loss> 5% within the last three to six months

Implications of poor nutrition

  • Weight loss
  • Deficiency of vitamins and nutrients
  • Poor wound healing and increased likelihood of pressure sores
  • Lethargy and sluggishness
  • Poor recovery from illness
  • Muscle weakness and wastage
  • Increased hospital admissions

25.5.6 Hydration

Adults need an average of 6 to 8 cups (1.5 to 2.0 litres) of fluid per day.

Implications of poor hydration

  • Constipation
  • Urinary tract infections
  • Low BP
  • Increased falls
  • Worsened cognitive impairment
  • Increased likelihood of pressure sores
  • Frail, dry skin

Access Foundation Therapy Services can ensure the health and nourishment of their participant:

  • Urge participants to eat regularly and in the right quantities
  • Do not give them too much food, so they are not overwhelmed.
  • Make sure your meals are pleasing to the eye as much as they are to the throat. Garnish your food, put some chilled ice in their glass of water, and a lemon slice on top.
  • Use menus that are easy for anyone. Dementia participants may need pictures in their menus to help them make a choice.
  • There should be no shortage of the accessories required, such as plate guards, cutlery, and two-handed cups. Make sure participants have these available at all times.
  • Help participants with their posture so they can eat and drink with comfort.
  • Dental health should be a priority. Ensure their dentures fit well and that they have good oral health, so they don’t have difficulty eating.
  • Monitor their food intake by keeping track of their eating habits and notify their dietician if you detect any deviations. employees to utilise Form80. Food Diary to effortlessly record and track these behaviours.
  • Pay attention to urinary problems. Participants might stop drinking enough water if they are having problems in the bathroom.
  • Ensure that participants have fluids always on hand, especially for people who have lost their ability to feel thirsty.
  • For participants who are growing lean due to low intake, feed them with food that is rich in nutrients, especially fats and oils.
  • Make mealtimes fun for them. Create an environment where they feel good and want to socialise.
  • For better health, older people need to eat food containing nutrients from the five food groups, especially fats and oils. Research shows that a low-fat diet is not ideal for older people - for people over the age of 70 with a BMI around 30, a diet rich in fat will significantly improve their health.
  • Healthy nutrition and hydration are taken very seriously to prevent negative conditions like anaemia, hypotension, infections, fractures, etc.
  • Some diet options for healthy weight are the following:
    • Highly nutritious food fortified with protein and high calories - especially in the early part of the evening.
    • If a participant has lost appetite, maintain an appropriate calorie level by giving small regular meals.
    • Add supplements like protein shakes and desserts like custard to their meals.
    • Urge participants to step outside, maybe walk around in the garden or have an afternoon drink to get the right amount of Vitamin D every day.
    • 25 micrograms or 1000 international units every day is the endorsed amount of Vitamin D needed by the older participants.
    • In any case, where a participant has a nutrition-related health risk, a qualified nutrition consultant will perform a short form Mini Nutritional Assessment (MNA SF) and a Malnutritional Screening Tool (MST). The Malnutritional Screening Tool and the Mini Nutritional Assessment are the best ways to detect malnourishment among older people. The MST is known to give more accurate results.

The following procedure is to be followed to make sure the Nutritional and Hydration needs of participants are met:

  • Within 24 hours of admission, the Admission, Dietary/Nutrition Assessment should be completed. Nutritional and Hydration needs are established and recorded on admission documents using information from medical records, ACCR, hospital discharge documents, and doctor’s health directions. All of this is done with input from the participant or representative.
  • Dietary/Nutrition Assessment is printed and sent to the Head Chef at the catering department in the space of 24 hours.
  • A list is printed by the Manager.
  • Access Foundation Therapy Services then formulate a Detailed Care Plan about 30 days after admission, which contains information on a participant’s nutritional and hydration needs. The care plan should be studied every two months or even a little early on when needed to help staff with a particular participant’s needs and preferences.
  • In any case, where changes need to be made to a participant’s nutrition, the Dietary Details Assessment is to be updated. A Nutrition and Hydration Changes Form is filled and sent to the Head Chef.
  • Participant who needs their food in different texture because of some chewing or swallowing difficulty will need an assessment by a qualified health professional like a Speech Therapist.
  • If any staff observe unusual behaviour from participants like a persistent cough or inability to ingest food or drink water, an RN will be needed to do a review. The affected participant will have to pause eating or drinking until the review is done.
  • At least once a month, the participant is to be weighed, and their food intake is reviewed on applicable charts like Food Chart, Fluid Balance Chart, Observation Record.
  • During the admission process, the Nutrition Risk Screening Tool is done, concluded, and evaluated later.
  • In months where the weather is slightly hotter, participants’ nutrition and hydration are closely examined. Participants will need more hydration except for people who have a special constraint.

25.5.7 Posture and Positioning Correct

Positioning is one of the simplest yet most effective forms of management for people who have swallowing problems. Correct positioning helps to protect the airway from aspiration and helps improve swallowing and breathing efficiency. An Occupational Therapist or Physiotherapist may be involved in helping a person achieve good positioning. Some general principles include:

  • Ensure the person is sitting up as straight as possible with shoulders level.
  • The person should be comfortable with their head tilted slightly forward when eating or drinking
  • If food feels like it is sticking in the food passage/chest area, for even a short time, getting up and stretching may help the food to slip down into the stomach. Other changes to head position may be recommended as part of an individual management plan. For this reason, it is important to follow any professional guidelines provided.

25.5.8 Managing Risks of Choking

Swallowing difficulties are common among participants. If a service doesn’t manage

Swallowing problems can lead to death from choking.

Normal age-related changes place older people at risk of experiencing swallowing problems. The risk is increased by pathological changes such as dementia, stroke, functional decline, and the use of medicines. Choking is a medical emergency and can lead to death. Staff initiating appropriate responses to choking can improve outcomes for the participants.

25.5.9 Standardised Care Process

1 Recognition

Establish choking risk for participants who have:

  • a swallowing disorder
  • a previous history of choking
  • impulsive behaviours. Identify participants who pre with acute airway obstruction.

Symptoms in conscious participants include:

  • extreme anxiety
  • agitation
  • gasping sounds
  • coughing
  • loss of voice
  • clutching the neck.
2 Assessment

Participants identified with a choking risk is referred for the specialist assessment using Form79. Nutrition and Swallowing Risk Checklist (for example, a speech pathologist, dietician, and dentist).

Assessment findings and recommendations are documented, communicated across the care team, and implemented.

When a participant presents with acute airway obstruction:

  • Assess the severity of the airway obstruction. The obstruction may be partial or complete and the participant may be conscious or unconscious.
  • Determine if the participant can cough effectively or if the cough is not effective.
  • Partial obstruction is indicated if:
    • breathing is laboured.
    • breathing is noisy (stridor)
    • air can be felt from the mouth.

The participant should be continually observed because the airway obstruction may progress to complete obstruction within a few seconds. A complete obstruction is indicated if:

  • the participant is attempting to breathe
  • there is no sound of breathing
  • no air can be felt coming from the mouth or nose
  • there is cyanosis due to lack of oxygen.
3 Interventions

Respond immediately to the choking episode as per below order:

  • Immediate response to a choking episode and inform the RN.
  • If the participant is coughing (effective cough):
    • encourage the participant to keep coughing to force out the foreign body.
    • provide reassurance.
  • If the obstruction is not relieved, call triple zero (000) and request an emergency ambulance.
  • If the participant is not coughing and is conscious:
    • Call triple zero (000) and request an emergency ambulance.
    • Position the participant in a sitting or standing position.
    • Give up to five blows in the centre of the back, between the shoulder blades, using the heel of the hand.
    • After each blow check whether the obstruction has been relieved.
    • If back blows are not effective, identify the CPR cardiac compression point and give up to five chest thrusts. Chest thrusts are like cardiac compressions but sharper and delivered at a slower rate.
    • After each chest thrust check whether the obstruction has been relieved.
    • If the obstruction is not relieved and the participant remains conscious, continue to alternate back blows and chest thrusts until the ambulance arrives.
    • If chest thrusts cannot be applied, continue with back blows.

Following a choking incident, the relevant Manager or the associated RN will:

  • Inform the participant’s GP.
  • Inform the participant’s family.
  • Identify the possible cause and maintain a high awareness of the signs and symptoms of dysphagia.
  • Refer to a speech pathologist, if available, for a swallowing assessment and recommendations.
  • For participants on modified diet and fluids, monitor food and fluid intake to ascertain whether these are adequate (refer to a dietician if intake is not adequate).

Implement an individualised risk reduction and prevention plan.

Risk minimisation strategies for the participant at risk of choking may include:

  • systems to ensure at-risk participants are identified to staff involved in food preparation, serving, feeding or supervision during mealtimes
  • systems to ensure the right food reaches the right participant
    • a modified textured diet includes avoiding mixed-texture foods (for example, solid and liquid foods together such as vegetable soups, food with seeds, sticky foods, and dry, crumbly foods)
  • supervision when eating and drinking
    • modify how assistance with meals is provided (for example, encourage coughing after swallowing, allowing adequate time for chewing and swallowing, ensure swallowing has occurred before offering more food and drink, alternate mouthfuls of food with fluid, check the mouth for residual food after each meal)
    • seating modification to help maintain an upright position.
    • postural adjustments and positioning – the participant should be seated upright with their chin tucked or turned to facilitate safe and efficient swallowing.
    • swallow manoeuvre (such as supraglottic and super supraglottic swallow, effortful swallow, Mendelsohn manoeuvre)
    • introduction of eating and feeding aids such as adapted cups, shallow spoons, non-slip table mats, angled utensils
    • environmental modifications to minimise distractions.
    • regularly attend to dental hygiene and provide oral hygiene before and after each meal.
  • medication review to identify
    • drugs that can impair the cough reflex and swallow.
    • drugs that dry up oral secretions
    • alternative forms of preparations and routes of administration.

Communicate changes related to:

  • choking risk
  • eating plans
  • dietary and fluid requirements
4 Referral
  • Ambulance services for emergency assistance
  • GP for post-episode assessment and recommendations
  • Speech pathologist for post-episode swallowing assessment and recommendations
  • Physiotherapist for seating modification
  • Dietitian
  • Consume rial Medication Management Review if indicated
  • Oral hygienist or dental review if professional oral care is indicated
5 Evaluation and reassessment
  • Monitor the participants:
    • swallowing status
    • adequacy of food and fluid intake
    • chest for signs of chest infection.
  • Evaluate choking risk every six months.
6 Participant involvement
  • Education regarding risk factors
  • Discussion regarding modified diets and safe swallowing methods
  • Advance care planning
7 Staff knowledge and education
  • Recognition and response to a choking incident
  • Identification of participants at risk of choking
  • Identification and reporting of swallowing difficulties.
  • Interventions to reduce the risk of choking once swallowing difficulties have been identified.
  • Food and fluid texture modification
  • Supervision, safe feeding assistance and positioning techniques at mealtimes
8 These will also help reduce incidences of choking:
  • Don’t drink fluids while you’re eating. People do this to make the food go down and it can lead to choking.
  • Don’t talk while you eat.
  • Don’t eat lying down.
  • Don’t drink alcohol while eating.
  • Do learn to eat more slowly.
  • Do put less on your plate so you can’t eat too much too fast. Have a second helping afterwards instead.
  • Do julienne the food.
  • Do peel apples before serving or, better yet, serve applesauce

25.5.10 How to Reduce Risks of Choking

Always make sure the Mealtime management intervention plan recommended by a speech pathologist is used to guide older participants so they can eat, drink, and take their medicine without any risk.

If you observe any unusual behaviour like coughing, choking, wet throat, or an inability to swallow, that participant must temporarily stop eating and drinking until a speech pathologist is consulted.

Participants, their families, and all staff should be aware of any risks and interventions involved. Let them know about the type of diet prescribed for a participant and the reason behind it.

Unless there is a medical reason not to give participants water with their food. Staying hydrated will help their recovery and will make it easier to swallow food.

Urge participants to have their diet recommended by the speech pathologist or dietician.

Make sure that every participant gets the right meal for them.

Help participant to:

  • Eat their food when it’s time for them.
  • Take food in small portions.
  • takes in little sips of water to help in swallowing.
  • Sit up straight while they eat and continue sitting in that posture 30 minutes after meals.
  • Minimise external distractions.

Work with families and carers and teach them how to assist participants during their meals to reduce complications when swallowing food.

Support participant who doesn’t feel like eating to eat frequent small meals and urge them to stay healthy.

Taste is essential to the swallowing reflex. Inquire and find out if the participant is enjoying their food and whether they have lost taste in their mouths. If a participant has lost taste, they should still be encouraged to eat their food.

25.5.11 Food Safety

Food poisoning is frequently caused by bacteria from foods that have been incorrectly stored, prepared, handled or cooked. Food contaminated with food poisoning bacteria may look, smell, and taste normal. If food is not stored properly, the bacteria in it can multiply to dangerous levels.

Food poisoning bacteria grow and multiply fastest in the temperature danger zone between 5 °C and 60 °C. It is important to keep high-risk food out of this temperature zone.

25.5.11.1 Take special care with high-risk foods

Food poisoning bacteria can grow and multiply on some types of food more easily than others. High-risk foods include:

  • raw and cooked meat - such as chicken and minced meat, and foods containing them, such as casseroles, curries, and lasagne
  • dairy products - such as custard and dairy-based desserts like custard tarts and cheesecake
  • eggs and egg products - such as mousse
  • smallgoods - such as ham and salami
  • seafood - such as seafood salad, patties, fish balls, stews containing seafood and fish stock
  • cooked rice and pasta
  • prepared salads - such as coleslaws, pasta salads and rice salads
  • prepared fruit salads
  • ready-to-eat foods - such as sandwiches, rolls, and pizzas that contain any of the food above.

Food that comes in packages, cans and jars can become high-risk foods once opened, and should be handled and stored correctly.

25.5.11.2 Storing food in the fridge

Your fridge temperature should be at 5 °C or below. The freezer temperature should be below -15 °C. Use a thermometer to check the temperature in your fridge.

25.5.11.3 Freezing food safely

When shopping, buy chilled and frozen foods at the end of your trip and take them home to the store as quickly as possible. On hot days or for trips longer than 30 minutes, try to take an insulated cooler bag or ice pack to keep frozen foods cold. Keep hot and cold foods separate while you take them home.

25.5.11.4 Storing cooked food safely

When you arrive home, put chilled and frozen foods into the fridge or freezer immediately. Make sure foods stored in the freezer are frozen hard.

When you have cooked food and want to cool it:

  • Put hot food into shallow dishes or separate into smaller portions to help cool the food as quickly as possible.
  • Don't put very hot food into the refrigerator. Wait until steam has stopped rising from the food before putting it in the fridge.
25.5.11.5 Avoid refreezing thawed food

Food poisoning bacteria can grow in frozen food while it is thawing, so avoid thawing frozen food in the temperature danger zone. Keep defrosted food in the fridge until it is ready to be cooked. If using a microwave oven to defrost food, cook it immediately after defrosting.

As a general rule, avoid refreezing thawed food. Food that is frozen a second time is likely to have higher levels of food poisoning bacteria. The risk depends on the condition of the food when frozen, and how the food is handled between thawing and refreezing. Raw food should never be refrozen once thawed.

25.5.11.6 Store raw food separately from cooked food

Raw food and cooked food should be stored separately in the fridge. Bacteria from raw food can contaminate cold cooked food, and the bacteria can multiply to dangerous levels if the food is not cooked thoroughly again.

Always store raw food in sealed or covered containers at the bottom of the fridge. Keep raw foods below cooked foods, to avoid liquid such as meat juices dripping down and contaminating the cooked food.

25.5.11.7 Choose strong, non-toxic food storage containers

Make sure your food storage containers are clean and in good condition, and only use them for storing food. Cover them with tight-fitting lids, foil, or plastic film to minimise potential contamination. Transfer the contents of opened cans into suitable containers.

25.5.11.8 If in doubt, throw it out!

Throw out high-risk food left in the temperature danger zone for more than 4 hours - don't put it in the fridge and don't keep it for later. Check the use-by dates on food products and discard out-of-date food. If you are uncertain of the use-by date, throw it out.

25.5.12 Food Handling

Safe food handling is very important for some participants:

  • Tell your supervisor if you are suffering from diarrhoea, vomiting, fever, sore throat with fever or jaundice and seek medical advice.
  • Do not return to work until you are free of symptoms for 48 hours.
  • Tell your supervisor if you have any infected skin lesions (e.g., an infected skin sore, boil, acne, cut or abrasion, or any discharges from the ears, nose, or eyes) and seek medical advice.
  • Tell your supervisor if you know or think any food is unsafe to eat. Perform hand hygiene before handling food or putting on gloves.
  • Perform hand hygiene after using the toilet, smoking, coughing, sneezing, blowing nose, touching face, nose, ears or mouth, handling rubbish or after cleaning.
  • Avoid unnecessary contact with Ready Eat meals.
  • Cover hair and tie back long hair.
  • Secure hair clips, hairpins, buttons on clothes, jewellery, bandages.
  • Make sure bandages or dressings on any exposed parts of the body are covered with a waterproof covering.
  • Do not sneeze, blow, cough over unprotected food or surfaces likely to come into contact with food.
  • Do not eat over unprotected food or surfaces likely to come in contact with food. Do not spit, smoke, or use tobacco or similar preparations in areas where food is handled.
  • Do not touch food after touching earrings, body parts (hair, nose, ear, eye), skin lesions, saliva, mucus, sweat, blood, money without first performing hand hygiene.
  • Do not wear gel, acrylic or false fingernails, or jewellery that will come into contact with food.
  • Remember, Lanyards may also transmit bacteria.

25.5.13 Monitoring and Review

A health practitioner and workers will monitor, review update and oversee Form77. Mealtime Management Plan regularly. The health professional will decide about the regularity of Form77.

Mealtime Management Plan revision and Access Foundation Therapy Services will support it.

Form77. Mealtime Management Plan will be reviewed if there is any change in the participants’ needs like any incidents or emergencies.

Reports will be provided about Form77. Mealtime Management Plan based on a regular monitor by the workers as the following:

  • Track any changes in the meal habits of the participants with learning their usual meal habits.
  • If there are any changes in the participant’s habits the workers will discuss them with the participant to address the variations and reasons for the changes, for example, new medication, different diet, or recent illness.
  • Any changes will be reported to the health practitioner and the action plan will be agreed upon.
  • If an ongoing concern is reported the workers will report it to the health practitioner for assessment of the changes.

25.5.14 Training of Staff (Health Practitioner and Workers)

For the provision of Mealtime Management Plan services to the participants, stored safely of food, Access Foundation Therapy Services will provide all workers with the specifically required training.

Training plans will be developed and delivered by an appropriately qualified health practitioner or person that meets the high-intensity support skills descriptor for meal management using Form09. Training Matrix and through Human Resource Management Policy & Procedure.

A qualified trainer will train the support workers with all clients specific Mealtime Management Plan management training.

The service users’ needs and expectations, as well as the type of meal management, will be addressed in the training to cover any support requirements of the participant.

Training and management support plans will detail how to manage any incidents or emergencies including the development of an emergency management plan covering emergencies such as constipation, rectal bleeding, perforation, infections or autonomic dysreflexia.

Also, the training plan will include the identification of risks including actions and escalations such as coughing or choking on food or fluids or chronic health risks (such as swallowing difficulties, diabetes, anaphylaxis, food allergies, obesity or being underweight)—

Records of induction, Mandatory Checks, training, and organisational and professional development provided to all workers will be kept on each worker’s record and on Form09. Training Matrix or the Worker’s file.

The workers will be notified by the Management Team to complete their refresher training in these areas regularly and keep track of the workers training currency through Form09. Training Matrix form.

Meal management training will be provided by the Annual Training Schedule, maintained by the Management Team.

An ongoing opportunity for meal management training and development of workers will be provided by Access Foundation Therapy Services that enhance and extend their capabilities as well as providing them with the chance of advancement in their organisation.

Every worker and Management Team member would be able to have the opportunity to participate in meal management training and development activities.

On-the-job training, internal or external courses, support for research and fieldwork, conference and seminar attendance, networking, and mentoring programs relevant to meal management are available to workers as a part of training and development methods.

Performance Reviews will motivate workers to play an active role in their ongoing improvement by identifying their training and development needs in consultation with their manager using Form10. Worker Performance Assessment.

A health practitioner who has been deemed competent will undertake the competency assessment for all workers.

Training will relate specifically to the service users’ needs, type of meal management and cover any specific support requirements the service user may require.

All practitioners will have a working knowledge of relevant current legislation, national guidelines, organisational policies, and procedures via using the Participant Handbook.

Communication with each participant and the provision of support that is responsive to their needs is provided in the language, mode of communication and terms that the participant is most likely to understand. Where necessary, staff members should provide participants with advocates or interpreters. Interpreters would be available as below:

The Translating and Interpreting Service (TIS National) is an interpreting service provided by the Department of Home Affairs. https://www.tisnational.gov.au/

Waste Management Policy & Procedure

Financial Management Policy & Procedure

Emergency and Disaster Management Policy & Procedure

Child Safety Policy and Procedure

Assist Travel and Transport Policy and Procedure

Applicable Practice Standards Policy & Procedure

The Child Policy & Procedure

The Family Policy & Procedure

Inclusion Policy & Procedure

Collaboration Policy & Procedure

Capacity Building Policy & Procedure

Evidence-Informed Practice Policy & Procedure

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